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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

28 hedge funds and large institutions have $24.2M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

27% more funds holding

Funds holding: 2228 (+6)

11% more capital invested

Capital invested by funds: $21.8M → $24.2M (+$2.44M)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$5.99M +$1.12M +78,443 +23%
Morgan Stanley
2
Morgan Stanley
New York
$4.66M +$246K +17,136 +5%
MIG
3
Mariner Investment Group
New York
$2.37M
IC
4
Intersect Capital
California
$2.25M +$23.8K +1,661 +0.9%
YMRC
5
Yorktown Management & Research Company
Virginia
$1.56M +$624K +43,500 +65%
UBS Group
6
UBS Group
Switzerland
$1.41M -$119K -8,284 -8%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.1M +$21.8K +1,521 +2%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$877K +$63.5K +4,430 +8%
Invesco
9
Invesco
Georgia
$781K -$35.7K -2,493 -4%
Bank of America
10
Bank of America
North Carolina
$405K +$183K +12,734 +80%
GC
11
Guggenheim Capital
Illinois
$366K -$27.7K -1,932 -7%
LCM
12
Landscape Capital Management
New Jersey
$348K +$181K +12,606 +105%
LPL Financial
13
LPL Financial
California
$332K +$169K +11,805 +101%
CAN
14
Cetera Advisor Networks
California
$292K +$295K +20,580 New
BFM
15
Boothbay Fund Management
New York
$278K +$282K +19,666 New
AA
16
AQR Arbitrage
Connecticut
$216K +$219K +15,240 New
RVPG
17
Relative Value Partners Group
$203K -$7.66K -534 -4%
UR
18
USCA RIA
Texas
$195K -$17.9K -1,250 -8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$156K +$158K +11,050 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$132K -$49.5K -3,450 -27%
Wells Fargo
21
Wells Fargo
California
$124K -$10.6K -738 -8%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$66K -$18.3K -1,275 -21%
S
23
SignatureFD
Georgia
$53K +$53.8K +3,750 New
Creative Planning
24
Creative Planning
Kansas
$30K +$30K +2,095 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$21K

EFF Hedge Fund Activity: Q4 2015 in Review

28 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q4 2015, worth a combined $24.2M — up 11% from $21.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new EFF positions and 1 closed out — a net gain of 6 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Financial & Investment Management Group, adding an estimated $1.12M. The largest seller was UBS Group, cutting an estimated $119K.

  • 28 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q4 2015, up from 22 in Q3 2015.
  • Funds reported $24.2M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q4 2015, up 11% quarter-over-quarter.
  • 7 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q4 2015 and 1 closed out, a net change of +6 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q4 2015 was Financial & Investment Management Group, an estimated $1.12M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q4 2015 was UBS Group, an estimated $119K sold.

Based on aggregated 13F filings for Q4 2015.