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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

27 hedge funds and large institutions have $30.9M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

1% more capital invested

Capital invested by funds: $30.8M → $30.9M (+$168K)

10% less funds holding

Funds holding: 3027 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
9
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$4.21M -$2.91M -180,794 -42%
Morgan Stanley
2
Morgan Stanley
New York
$4.08M -$1.12M -69,730 -23%
JP Morgan Chase
3
JP Morgan Chase
New York
$3.78M +$1.98M +122,925 +126%
IC
4
Intersect Capital
California
$3.58M +$152K +9,418 +4%
PCP
5
Proficio Capital Partners
Massachusetts
$2.25M +$224K +13,900 +12%
MHIC
6
Marble Harbor Investment Counsel
Massachusetts
$1.75M
RCM
7
Robinson Capital Management
Michigan
$1.52M +$854K +53,000 +148%
Invesco
8
Invesco
Georgia
$1.41M +$304K +18,840 +30%
UBS Group
9
UBS Group
Switzerland
$1.36M -$39.7K -2,460 -3%
Bank of America
10
Bank of America
North Carolina
$1.29M +$11.3K +704 +0.9%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.23M -$91.6K -5,680 -7%
SFS
12
Shaker Financial Services
Virginia
$853K -$77.2K -4,787 -9%
GC
13
Guggenheim Capital
Illinois
$814K +$527K +32,716 +221%
CAN
14
Cetera Advisor Networks
California
$444K -$414K -25,688 -50%
COLIM
15
City of London Investment Management
United Kingdom
$390K
YMRC
16
Yorktown Management & Research Company
Virginia
$306K -$634K -39,322 -69%
OA
17
Oxbow Advisors
Texas
$251K +$238K +14,735 New
LPL Financial
18
LPL Financial
California
$233K +$1.05K +65 +0.5%
RVPG
19
Relative Value Partners Group
$190K +$178K +11,066 New
JIP
20
Jaffetilchin Investment Partners
Florida
$180K +$170K +10,519 New
PAG
21
Private Advisor Group
New Jersey
$179K +$167K +10,368 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$178K -$16.1K -1,000 -9%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$170K +$18.9K +1,175 +13%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$161K
AG
25
Advisor Group
Arizona
$98K

EFF Hedge Fund Activity: Q4 2016 in Review

27 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q4 2016, worth a combined $30.9M — up 0.55% from $30.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of EFF and 4 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 9 added.

The largest buyer was JP Morgan Chase, adding an estimated $1.98M. The largest seller was Financial & Investment Management Group, cutting an estimated $2.91M.

  • 27 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q4 2016, down from 30 in Q3 2016.
  • Funds reported $30.9M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q4 2016, up 0.55% quarter-over-quarter.
  • 4 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q4 2016 and 6 closed out, a net change of -2 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q4 2016 was JP Morgan Chase, an estimated $1.98M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q4 2016 was Financial & Investment Management Group, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2016.