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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

17 hedge funds and large institutions have $19.4M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $19.1M → $19.4M (+$217K)

6% less funds holding

Funds holding: 1817 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

Holders
17
Holders Change
-1
Holders Change %
-5.56%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIG
1
Mariner Investment Group
New York
$4.19M -$232K -12,989 -5%
Morgan Stanley
2
Morgan Stanley
New York
$4.16M +$623K +34,944 +17%
RCM
3
Rivernorth Capital Management
Florida
$3.37M +$872K +48,906 +33%
U
4
UBS
Switzerland
$1.49M -$174K -9,733 -10%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.46M +$311K +17,421 +26%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.2M +$1.24M +69,821 New
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$949K -$143K -7,999 -13%
WAM
8
Wolverine Asset Management
Illinois
$839K -$625K -35,069 -42%
Bank of America
9
Bank of America
North Carolina
$711K -$63.3K -3,553 -8%
EML
10
Eos Management LP
New York
$373K -$289K -16,219 -43%
VKH
11
Virtu KCG Holdings
New York
$194K -$58.4K -3,277 -23%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$161K
PIA
13
Peachtree Investment Advisors
Georgia
$147K +$152K +8,542 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$69K +$68.6K +3,850 +2,567%
Wells Fargo
15
Wells Fargo
California
$24K -$16.6K -931 -40%
WA
16
WFG Advisors
Texas
$17K
Citigroup
17
Citigroup
New York
$6K +$5.88K +330 New
SFS
18
Shaker Financial Services
Virginia
-$362K -20,082 Closed
UR
19
USCA RIA
Texas
-$225K -12,500 Closed
BRWA
20
B. Riley Wealth Advisors
Florida
-$18K -1,000 Closed
MPWT
21
MassMutual Private Wealth & Trust
Connecticut
-$7.83K -435 Closed

EFF Hedge Fund Activity: Q3 2014 in Review

17 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q3 2014, worth a combined $19.4M — up 1.1% from $19.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of EFF and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 4 added.

The largest buyer was JP Morgan Chase, opening a new position worth an estimated $1.24M. The largest seller was Wolverine Asset Management, cutting an estimated $625K.

  • 17 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q3 2014, down from 18 in Q2 2014.
  • Funds reported $19.4M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q3 2014, up 1.1% quarter-over-quarter.
  • 3 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q3 2014 and 4 closed out, a net change of -1 holder.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q3 2014 was JP Morgan Chase, an estimated $1.24M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q3 2014 was Wolverine Asset Management, an estimated $625K sold.

Based on aggregated 13F filings for Q3 2014.