Ladenburg Thalmann Financial Services’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EFF Stock Details EFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$289K	Sell	18,061 -13,804	-43%	-$215K	﹤0.01%	2234
2019 Q3	$485K	Sell	31,865 -17,398	-35%	-$264K	﹤0.01%	1795
2019 Q2	$739K	Sell	49,263 -8,747	-15%	-$132K	0.01%	1441
2019 Q1	$860K	Buy	58,010 +4,511	+8%	+$67.2K	0.01%	1290
2018 Q4	$760K	Buy	53,499 +4,335	+9%	+$65.4K	0.01%	1228
2018 Q3	$778K	Sell	49,164 -15,249	-24%	-$247K	0.01%	1284
2018 Q2	$1.08M	Hold	64,413	–	–	0.01%	1025
2018 Q1	$1.08M	Sell	64,413 -4,850	-7%	-$79.4K	0.01%	1025
2017 Q4	$1.13M	Buy	69,263 +9,397	+16%	+$154K	0.01%	998
2017 Q3	$994K	Buy	59,866 +2,658	+5%	+$44.3K	0.01%	999
2017 Q2	$960K	Sell	57,208 -15,958	-22%	-$273K	0.01%	964
2017 Q1	$1.23M	Buy	73,166 +1,400	+2%	+$23.8K	0.02%	781
2016 Q4	$1.23M	Sell	71,766 -5,680	-7%	-$91.6K	0.02%	736
2016 Q3	$1.21M	Buy	77,446 +12,270	+19%	+$189K	0.02%	694
2016 Q2	$977K	Sell	65,176 -246	-0.4%	-$3.69K	0.02%	775
2016 Q1	$954K	Buy	65,422 +3,478	+6%	+$47.7K	0.02%	726
2015 Q4	$877K	Buy	61,944 +4,430	+8%	+$63.5K	0.02%	759
2015 Q3	$844K	Buy	57,514 +3,330	+6%	+$51.8K	0.02%	715
2015 Q2	$868K	Sell	54,184 -12,583	-19%	-$213K	0.02%	776
2015 Q1	$1.14M	Buy	66,767 +1,397	+2%	+$23.2K	0.02%	630
2014 Q4	$1.05M	Sell	65,370 -19,022	-23%	-$320K	0.02%	574
2014 Q3	$1.46M	Buy	84,392 +17,421	+26%	+$311K	0.04%	382
2014 Q2	$1.21M	Buy	66,971 +15,916	+31%	+$286K	0.03%	453
2014 Q1	$932K	Buy	51,055 +3,029	+6%	+$55.2K	0.03%	480
2013 Q4	$872K	Buy	48,026 +28,823	+150%	+$519K	0.03%	490
2013 Q3	$344K	Buy	+19,203	New	+$373K	0.01%	809

Other funds holding EFF

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

MHIC

Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EFF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) stake by 43% in Q4 2019, selling an estimated $215K and leaving 18,061 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #2234.

Ladenburg Thalmann Financial Services first reported a position in EFF in Q3 2013 and has held it in 26 quarters since. The position peaked at $1.46M in Q3 2014. 27 funds tracked by Wall St. Rank hold EFF as of Q4 2019.

Ladenburg Thalmann Financial Services held 18,061 shares of EATON VANCE FLOATING-RATE INCOME PLUS FUND worth $289K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 13,804 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q4 2019, an estimated $215K.
EATON VANCE FLOATING-RATE INCOME PLUS FUND made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2234 holding.
Ladenburg Thalmann Financial Services first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q3 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $1.46M in Q3 2014.
27 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.