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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF

Delisted

EFF was delisted on the 18th of June, 2021.

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32 hedge funds and large institutions have $46M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less capital invested

Capital invested by funds: $48.5M → $46M (-$2.46M)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

16% less funds holding

Funds holding: 38 → 32 (-6)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
32
Holders Change
-6
Holders Change %
-15.79%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
13
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$9.33M
2
RCM
Rivernorth Capital Management
Florida
+$7.37M
3
BI
Bulldog Investors
New Jersey
+$2.67M
4
BFM
Boothbay Fund Management
New York
+$675K
5
AC
Almitas Capital
California
+$441K

Top Sellers

1
LPL Financial
LPL Financial
California
-$5.01M
2
CRC
Curi RMB Capital
Illinois
-$4.25M
3
WAM
Wolverine Asset Management
Illinois
-$1.62M
4
JP Morgan Chase
JP Morgan Chase
New York
-$1.08M
5
MIG
Mariner Investment Group
New York
-$893K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$20.3M +$9.33M +614,797 +85%
EVM
2
Eaton Vance Management
Massachusetts
$3.94M -$92.2K -6,077 -2%
BI
3
Bulldog Investors
New Jersey
$2.67M +$2.67M +175,762 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.17M -$65.7K -4,334 -3%
MHIC
5
Marble Harbor Investment Counsel
Massachusetts
$2.04M +$98.7K +6,505 +5%
Morgan Stanley
6
Morgan Stanley
New York
$2M +$9.66K +637 +0.5%
AAM
7
Advisors Asset Management
Colorado
$1.88M -$579K -38,185 -24%
LC
8
Lindbrook Capital
California
$1.45M -$7.14K -471 -0.5%
JP Morgan Chase
9
JP Morgan Chase
New York
$1.38M -$1.08M -71,154 -44%
GC
10
Guggenheim Capital
Illinois
$1.13M +$243K +16,040 +28%
BFM
11
Boothbay Fund Management
New York
$1.12M +$675K +44,527 +153%
Bank of America
12
Bank of America
North Carolina
$929K -$52.8K -3,480 -5%
SIA
13
Sit Investment Associates
Minnesota
$784K -$348K -22,962 -31%
AC
14
Almitas Capital
California
$700K +$441K +29,082 +171%
UBS Group
15
UBS Group
Switzerland
$594K +$20.4K +1,342 +4%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$485K -$264K -17,398 -35%
MC
17
Matisse Capital
Oregon
$440K – – –
Invesco
18
Invesco
Georgia
$326K -$467K -30,780 -59%
SFS
19
Shaker Financial Services
Virginia
$294K -$19.4K -1,277 -6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$265K +$44K +2,903 +20%
FAIM
21
Financial Advocates Investment Management
Washington
$199K – – –
RTS
22
Round Table Services
New Jersey
$176K – – –
LPL Financial
23
LPL Financial
California
$158K -$5.01M -330,071 -97%
AWM
24
AE Wealth Management
Kansas
$154K -$9.89K -652 -6%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$128K – – –
1
2

EFF Hedge Fund Activity: Q3 2019 in Review

32 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q3 2019, worth a combined $46M — down 5.1% from $48.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of EFF and 4 opened new positions — a net loss of 6 holders — while 13 trimmed existing stakes and 11 added.

The largest buyer was Saba Capital Management, adding an estimated $9.33M. The largest seller was LPL Financial, cutting an estimated $5.01M.

  • 32 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q3 2019, down from 38 in Q2 2019.
  • Funds reported $46M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q3 2019, down 5.1% quarter-over-quarter.
  • 4 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q3 2019 and 10 closed out, a net change of -6 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q3 2019 was Saba Capital Management, an estimated $9.33M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q3 2019 was LPL Financial, an estimated $5.01M sold.

Based on aggregated 13F filings for Q3 2019.