LPL Financial
EFF

LPL Financial’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

LPL Financial’s Portfolio EFF Stock Details EFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-10,420
Closed -$158K – 3452
2019
Q3 		$158K Sell
10,420
-330,071
-97% -$5.01M ﹤0.01% 3079
2019
Q2 		$5.1M Buy
340,491
+19,034
+6% +$287K 0.01% 786
2019
Q1 		$4.76M Buy
321,457
+16,970
+6% +$253K 0.01% 776
2018
Q4 		$4.33M Buy
304,487
+28,934
+11% +$436K 0.01% 742
2018
Q3 		$4.36M Buy
275,553
+34,013
+14% +$551K 0.01% 805
2018
Q2 		$4M Buy
+241,540
New +$4.03M 0.01% 803
2017
Q2 		– Sell
-13,460
Closed -$227K – 3016
2017
Q1 		$227K Sell
13,460
-156
-1% -$2.65K ﹤0.01% 2402
2016
Q4 		$233K Buy
13,616
+65
+0.5% +$1.05K ﹤0.01% 2366
2016
Q3 		$212K Buy
13,551
+1,697
+14% +$26.1K ﹤0.01% 2372
2016
Q2 		$178K Sell
11,854
-11,757
-50% -$176K ﹤0.01% 2411
2016
Q1 		$339K Buy
23,611
+111
+0.5% +$1.52K ﹤0.01% 2421
2015
Q4 		$332K Buy
23,500
+11,805
+101% +$169K ﹤0.01% 2472
2015
Q3 		$171K Buy
11,695
+575
+5% +$8.95K ﹤0.01% 2565
2015
Q2 		$180K Buy
+11,120
New +$189K ﹤0.01% 2654

Other funds holding EFF

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
EVM
Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
MHIC
Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

LPL Financial's EFF Position: Q4 2019 in Review

LPL Financial sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q4 2019, closing a stake of 10,420 shares — an estimated $158K sold.

LPL Financial first reported a position in EFF in Q2 2015 and held it in 14 quarters. The position peaked at $5.1M in Q2 2019. 27 funds tracked by Wall St. Rank hold EFF as of Q4 2019.

  • LPL Financial reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q4 2019 after selling out during the quarter.
  • LPL Financial sold 10,420 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q4 2019, an estimated $158K.
  • LPL Financial first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q2 2015 and held it in 14 quarters.
  • LPL Financial's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $5.1M in Q2 2019.
  • 27 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q4 2019.

Based on LPL Financial's 13F filing for Q4 2019, filed 14 Feb 2020.