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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

22 hedge funds and large institutions have $21.8M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

8% less capital invested

Capital invested by funds: $23.6M → $21.8M (-$1.81M)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
9
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$5.06M +$1.99M +128,017 +59%
Morgan Stanley
2
Morgan Stanley
New York
$4.58M +$233K +14,998 +5%
MIG
3
Mariner Investment Group
New York
$2.45M +$453K +29,127 +21%
IC
4
Intersect Capital
California
$2.33M -$472K -30,310 -15%
UBS Group
5
UBS Group
Switzerland
$1.59M +$62K +3,985 +4%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.12M +$21.1K +1,357 +2%
YMRC
7
Yorktown Management & Research Company
Virginia
$977K +$156K +10,000 +18%
Invesco
8
Invesco
Georgia
$847K -$33.6K -2,160 -4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$844K +$51.8K +3,330 +6%
GC
10
Guggenheim Capital
Illinois
$408K -$18.9K -1,217 -4%
Bank of America
11
Bank of America
North Carolina
$233K -$84K -5,396 -25%
UR
12
USCA RIA
Texas
$220K
RVPG
13
Relative Value Partners Group
$218K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$187K
LCM
15
Landscape Capital Management
New Jersey
$176K +$187K +11,993 New
LPL Financial
16
LPL Financial
California
$171K +$8.95K +575 +5%
Wells Fargo
17
Wells Fargo
California
$139K -$15.7K -1,012 -10%
RCM
18
Rivernorth Capital Management
Florida
$96K -$2.58M -165,796 -96%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$87K
Citigroup
20
Citigroup
New York
$25K +$5.2K +334 +24%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$22K
WA
22
WFG Advisors
Texas
$15K
PIA
23
Peachtree Investment Advisors
Georgia
-$67K -4,200 Closed

EFF Hedge Fund Activity: Q3 2015 in Review

22 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q3 2015, worth a combined $21.8M — down 7.7% from $23.6M a quarter earlier.

Fund positioning in EFF was balanced in Q3 2015: 1 fund opened new positions, 1 closed out, 9 added to existing stakes and 6 trimmed.

The largest buyer was Financial & Investment Management Group, adding an estimated $1.99M. The largest seller was Rivernorth Capital Management, cutting an estimated $2.58M.

  • 22 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $21.8M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q3 2015, down 7.7% quarter-over-quarter.
  • 1 fund opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q3 2015 and 1 closed out, a net change of 0 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q3 2015 was Financial & Investment Management Group, an estimated $1.99M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q3 2015 was Rivernorth Capital Management, an estimated $2.58M sold.

Based on aggregated 13F filings for Q3 2015.