Intersect Capital’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

Intersect Capital’s Portfolio EFF Stock Details EFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-244,487	Closed	-$3.7M	–	114
2017 Q1	$3.7M	Buy	244,487 +3,941	+2%	+$67.1K	3.22%	6
2016 Q4	$3.58M	Buy	240,546 +9,418	+4%	+$152K	2.68%	9
2016 Q3	$3.28M	Buy	231,128 +18,901	+9%	+$291K	2.59%	11
2016 Q2	$2.85M	Buy	212,227 +25,501	+14%	+$382K	1.72%	17
2016 Q1	$2.46M	Buy	186,726 +9,032	+5%	+$124K	1.54%	19
2015 Q4	$2.25M	Buy	177,694 +1,661	+0.9%	+$23.8K	1.93%	14
2015 Q3	$2.33M	Sell	176,033 -30,310	-15%	-$472K	2.14%	12
2015 Q2	$2.84M	Buy	206,343 +3,840	+2%	+$65.1K	2.41%	11
2015 Q1	$2.99M	Buy	202,503 +54,169	+37%	+$900K	2.3%	11
2014 Q4	$2.06M	Buy	+148,334	New	+$2.5M	1.73%	11

Other funds holding EFF

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MHIC

Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Intersect Capital's EFF Position: Q2 2017 in Review

Intersect Capital sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q2 2017, closing a stake of 244,487 shares — an estimated $3.7M sold.

Intersect Capital first reported a position in EFF in Q4 2014 and held it in 10 quarters. The position peaked at $3.7M in Q1 2017. 21 funds tracked by Wall St. Rank hold EFF as of Q2 2017.

Intersect Capital reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q2 2017 after selling out during the quarter.
Intersect Capital sold 244,487 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q2 2017, an estimated $3.7M.
Intersect Capital first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q4 2014 and held it in 10 quarters.
Intersect Capital's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $3.7M in Q1 2017.
21 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q2 2017.

Based on Intersect Capital's 13F filing for Q2 2017, filed 7 Aug 2017.