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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

30 hedge funds and large institutions have $30.8M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

7% more capital invested

Capital invested by funds: $28.8M → $30.8M (+$1.95M)

3% more funds holding

Funds holding: 2930 (+1)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$6.67M -$38.1K -2,475 -0.6%
Morgan Stanley
2
Morgan Stanley
New York
$4.81M -$737K -47,894 -13%
IC
3
Intersect Capital
California
$3.28M +$291K +18,901 +9%
PCP
4
Proficio Capital Partners
Massachusetts
$1.84M +$126K +8,170 +7%
MHIC
5
Marble Harbor Investment Counsel
Massachusetts
$1.59M -$89.2K -5,800 -5%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.53M +$24.7K +1,606 +2%
UBS Group
7
UBS Group
Switzerland
$1.28M +$119K +7,712 +10%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.21M +$189K +12,270 +19%
Bank of America
9
Bank of America
North Carolina
$1.17M +$201K +13,087 +21%
Invesco
10
Invesco
Georgia
$988K +$148K +9,596 +18%
YMRC
11
Yorktown Management & Research Company
Virginia
$894K
RCM
12
Rivernorth Capital Management
Florida
$889K +$875K +56,844 New
SFS
13
Shaker Financial Services
Virginia
$853K +$284K +18,461 +51%
CAN
14
Cetera Advisor Networks
California
$805K +$397K +25,782 +100%
MIG
15
Mariner Investment Group
New York
$627K -$1.32M -85,716 -68%
RCM
16
Robinson Capital Management
Michigan
$560K +$551K +35,822 New
COLIM
17
City of London Investment Management
United Kingdom
$357K +$350K +22,764 New
GC
18
Guggenheim Capital
Illinois
$231K -$85.6K -5,561 -27%
LPL Financial
19
LPL Financial
California
$212K +$26.1K +1,697 +14%
DA
20
Doliver Advisors
Texas
$198K +$12.1K +784 +7%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$178K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$146K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$137K +$66.4K +4,318 +97%
Citigroup
24
Citigroup
New York
$104K +$62.3K +4,049 +155%
AG
25
Advisor Group
Arizona
$89K +$11K +716 +14%

EFF Hedge Fund Activity: Q3 2016 in Review

30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q3 2016, worth a combined $30.8M — up 6.8% from $28.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new EFF positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 5 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $875K. The largest seller was Mariner Investment Group, cutting an estimated $1.32M.

  • 30 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q3 2016, up from 29 in Q2 2016.
  • Funds reported $30.8M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q3 2016, up 6.8% quarter-over-quarter.
  • 5 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q3 2016 and 4 closed out, a net change of +1 holder.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q3 2016 was Rivernorth Capital Management, an estimated $875K added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q3 2016 was Mariner Investment Group, an estimated $1.32M sold.

Based on aggregated 13F filings for Q3 2016.