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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF

Delisted

EFF was delisted on the 18th of June, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Saba Capital Management
1
Saba Capital Management
New York
– -$21.8M -1,338,141 Closed
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
– -$17M -1,042,971 Closed
Millennium Management
3
Millennium Management
New York
– -$3.82M -234,546 Closed
Sit Investment Associates
4
Sit Investment Associates
Minnesota
– -$3.76M -230,974 Closed
Visionary Wealth Advisors
5
Visionary Wealth Advisors
Illinois
– -$3.74M -229,626 Closed
Icon Advisers
6
Icon Advisers
Colorado
– -$3.6M -220,898 Closed
Eaton Vance Management
7
Eaton Vance Management
Massachusetts
– -$3.16M -193,811 Closed
Clough Capital Partners
8
Clough Capital Partners
Massachusetts
– -$2.45M -150,234 Closed
Relative Value Partners Group
9
Relative Value Partners Group
– -$2.43M -149,048 Closed
Invesco
10
Invesco
Georgia
– -$1.84M -112,791 Closed
Morgan Stanley
11
Morgan Stanley
New York
– -$1.72M -105,545 Closed
Guggenheim Capital
12
Guggenheim Capital
Illinois
– -$1.56M -95,891 Closed
Lindbrook Capital
13
Lindbrook Capital
California
– -$1.42M -87,083 Closed
HBK Investments
14
HBK Investments
Texas
– -$1.34M -82,200 Closed
City of London Investment Management
15
City of London Investment Management
United Kingdom
– -$1.28M -78,767 Closed
Bulldog Investors
16
Bulldog Investors
New Jersey
– -$1.2M -73,535 Closed
Mariner Investment Group
17
Mariner Investment Group
New York
– -$1.04M -63,683 Closed
Marble Harbor Investment Counsel
18
Marble Harbor Investment Counsel
Massachusetts
– -$744K -45,688 Closed
Bank of America
19
Bank of America
North Carolina
– -$669K -41,104 Closed
Raymond James & Associates
20
Raymond James & Associates
Florida
– -$423K -25,978 Closed
UBS Group
21
UBS Group
Switzerland
– -$295K -18,099 Closed
Virtus ETF Advisers
22
Virtus ETF Advisers
New York
– -$278K -17,104 Closed
Qube Research & Technologies (QRT)
23
Qube Research & Technologies (QRT)
United Kingdom
– -$259K -15,900 Closed
Osaic Holdings
24
Osaic Holdings
Arizona
– -$229K -14,113 Closed
Wells Fargo
25
Wells Fargo
California
– -$205K -12,619 Closed
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