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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF

Delisted

EFF was delisted on the 18th of June, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$4.33M +$436K +28,934 +11%
JP Morgan Chase
2
JP Morgan Chase
New York
$3.74M +$58.9K +3,904 +2%
SCM
3
Saba Capital Management
New York
$3.47M +$3.68M +243,854 New
CRC
4
Curi RMB Capital
Illinois
$3.43M +$3.08M +204,173 +554%
AAM
5
Advisors Asset Management
Colorado
$2.9M +$725K +48,101 +31%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.12M -$451K -29,922 -17%
Morgan Stanley
7
Morgan Stanley
New York
$2.02M +$101K +6,727 +5%
Invesco
8
Invesco
Georgia
$1.9M -$1.2M -79,346 -37%
MHIC
9
Marble Harbor Investment Counsel
Massachusetts
$1.68M -$277K -18,400 -13%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.46M +$101K +6,676 +7%
FIMG
11
Financial & Investment Management Group
Michigan
$1.17M +$1.24M +82,010 New
WAM
12
Wolverine Asset Management
Illinois
$1.08M +$606K +40,162 +112%
GC
13
Guggenheim Capital
Illinois
$1.03M -$662K -43,941 -38%
Bank of America
14
Bank of America
North Carolina
$967K -$225K -14,893 -18%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$760K +$65.4K +4,335 +9%
BA
16
Bennicas & Associates
California
$644K -$166K -11,000 -20%
SIA
17
Sit Investment Associates
Minnesota
$575K +$610K +40,433 New
LC
18
Lindbrook Capital
California
$570K +$605K +40,152 New
COLIM
19
City of London Investment Management
United Kingdom
$504K – – –
UBS Group
20
UBS Group
Switzerland
$469K -$34.9K -2,314 -7%
MIG
21
Mariner Investment Group
New York
$400K -$208K -13,811 -33%
LCM
22
Landscape Capital Management
New Jersey
$237K +$251K +16,640 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$190K +$202K +13,377 New
FAIM
24
Financial Advocates Investment Management
Washington
$186K +$43.3K +2,875 +28%
Citigroup
25
Citigroup
New York
$180K – – –
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