|
1
|
|
$4.75M
|
+$99.7K
|
+5,879
|
+2%
|
|
|
2
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$3.47M
|
+$776K
|
+45,775
|
+27%
|
|
|
3
|
Intersect Capital
San Ramon,
California
|
$2.84M
|
+$65.1K
|
+3,840
|
+2%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.67M
|
+$346K
|
+20,418
|
+13%
|
|
|
5
|
Mariner Investment Group
Harrison,
New York
|
$2.21M
|
-$2.25M
|
-132,679
|
-49%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.67M
|
-$187K
|
-11,045
|
-10%
|
|
|
7
|
|
$1.2M
|
+$21K
|
+1,239
|
+2%
|
|
|
8
|
|
$959K
|
-$26.7K
|
-1,572
|
-3%
|
|
|
9
|
Yorktown Management & Research Company
Forest,
Virginia
|
$905K
|
+$958K
|
+56,500
|
New
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$868K
|
-$213K
|
-12,583
|
-19%
|
|
|
11
|
Guggenheim Capital
Chicago,
Illinois
|
$466K
|
+$194K
|
+11,437
|
+65%
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$341K
|
-$49.8K
|
-2,936
|
-12%
|
|
|
13
|
|
$240K
|
–
|
–
|
–
|
|
|
14
|
Relative Value Partners Group
|
$238K
|
+$252K
|
+14,847
|
New
|
|
|
15
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$205K
|
–
|
–
|
–
|
|
|
16
|
LPL Financial
San Diego,
California
|
$180K
|
+$189K
|
+11,120
|
New
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$168K
|
-$23.3K
|
-1,376
|
-12%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$95K
|
+$5.24K
|
+309
|
+5%
|
|
|
19
|
Peachtree Investment Advisors
Atlanta,
Georgia
|
$67K
|
-$53.9K
|
-3,180
|
-43%
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$23K
|
-$133K
|
-7,860
|
-84%
|
|
|
21
|
|
$22K
|
+$23.3K
|
+1,373
|
New
|
|
|
22
|
WFG Advisors
Dallas,
Texas
|
$16K
|
–
|
–
|
–
|
|
