USCA RIA’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

USCA RIA’s Portfolio EFF Stock Details EFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-37,778	Closed	-$631K	–	475
2018 Q1	$631K	Buy	+37,778	New	+$618K	0.07%	267
2016 Q2	–	Sell	-13,750	Closed	-$200K	–	395
2016 Q1	$200K	Hold	13,750	–	–	0.04%	327
2015 Q4	$195K	Sell	13,750 -1,250	-8%	-$17.9K	0.04%	338
2015 Q3	$220K	Hold	15,000	–	–	0.06%	311
2015 Q2	$240K	Hold	15,000	–	–	0.06%	296
2015 Q1	$255K	Hold	15,000	–	–	0.07%	282
2014 Q4	$242K	Buy	+15,000	New	+$253K	0.07%	280
2014 Q3	–	Sell	-12,500	Closed	-$225K	–	346
2014 Q2	$225K	Sell	12,500 -4,500	-26%	-$80.9K	0.08%	257
2014 Q1	$310K	Hold	17,000	–	–	0.11%	200
2013 Q4	$309K	Sell	17,000 -12,000	-41%	-$216K	0.12%	193
2013 Q3	$520K	Buy	+29,000	New	+$563K	0.24%	112

Other funds holding EFF

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MHIC

Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

USCA RIA's EFF Position: Q2 2018 in Review

USCA RIA sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q2 2018, closing a stake of 37,778 shares — an estimated $631K sold.

USCA RIA first reported a position in EFF in Q3 2013 and held it in 11 quarters. The position peaked at $631K in Q1 2018. 22 funds tracked by Wall St. Rank hold EFF as of Q2 2018.

USCA RIA reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q2 2018 after selling out during the quarter.
USCA RIA sold 37,778 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q2 2018, an estimated $631K.
USCA RIA first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q3 2013 and held it in 11 quarters.
USCA RIA's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $631K in Q1 2018.
22 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q2 2018.

Based on USCA RIA's 13F filing for Q2 2018, filed 8 Aug 2018.