|
1
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$5.06M
|
+$1.99M
|
+128,017
|
+59%
|
|
|
2
|
|
$4.58M
|
+$233K
|
+14,998
|
+5%
|
|
|
3
|
Mariner Investment Group
Harrison,
New York
|
$2.45M
|
+$453K
|
+29,127
|
+21%
|
|
|
4
|
Intersect Capital
San Ramon,
California
|
$2.33M
|
-$472K
|
-30,310
|
-15%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.59M
|
+$62K
|
+3,985
|
+4%
|
|
|
6
|
|
$1.12M
|
+$21.1K
|
+1,357
|
+2%
|
|
|
7
|
Yorktown Management & Research Company
Forest,
Virginia
|
$977K
|
+$156K
|
+10,000
|
+18%
|
|
|
8
|
|
$847K
|
-$33.6K
|
-2,160
|
-4%
|
|
|
9
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$844K
|
+$51.8K
|
+3,330
|
+6%
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$408K
|
-$18.9K
|
-1,217
|
-4%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$233K
|
-$84K
|
-5,396
|
-25%
|
|
|
12
|
|
$220K
|
–
|
–
|
–
|
|
|
13
|
Relative Value Partners Group
|
$218K
|
–
|
–
|
–
|
|
|
14
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$187K
|
–
|
–
|
–
|
|
|
15
|
Landscape Capital Management
Englewood,
New Jersey
|
$176K
|
+$187K
|
+11,993
|
New
|
|
|
16
|
LPL Financial
San Diego,
California
|
$171K
|
+$8.95K
|
+575
|
+5%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$139K
|
-$15.7K
|
-1,012
|
-10%
|
|
|
18
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$96K
|
-$2.58M
|
-165,796
|
-96%
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$87K
|
–
|
–
|
–
|
|
|
20
|
|
$25K
|
+$5.2K
|
+334
|
+24%
|
|
|
21
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$22K
|
–
|
–
|
–
|
|
|
22
|
WFG Advisors
Dallas,
Texas
|
$15K
|
–
|
–
|
–
|
|
|
23
|
Peachtree Investment Advisors
Atlanta,
Georgia
|
–
|
-$67K
|
-4,200
|
Closed
|
|
