AWM
EFF

AE Wealth Management’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

AE Wealth Management’s Portfolio EFF Stock Details EFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-10,141
Closed -$154K – 1183
2019
Q3 		$154K Sell
10,141
-652
-6% -$9.89K ﹤0.01% 939
2019
Q2 		$162K Buy
+10,793
New +$163K ﹤0.01% 913
2017
Q4 		– Sell
-29,873
Closed -$496K – 473
2017
Q3 		$496K Buy
29,873
+2,450
+9% +$40.9K 0.05% 234
2017
Q2 		$460K Buy
+27,423
New +$470K 0.05% 240

Other funds holding EFF

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
EVM
Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
MHIC
Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

AE Wealth Management's EFF Position: Q4 2019 in Review

AE Wealth Management sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q4 2019, closing a stake of 10,141 shares — an estimated $154K sold.

AE Wealth Management first reported a position in EFF in Q2 2017 and held it in 4 quarters. The position peaked at $496K in Q3 2017. 27 funds tracked by Wall St. Rank hold EFF as of Q4 2019.

  • AE Wealth Management reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q4 2019 after selling out during the quarter.
  • AE Wealth Management sold 10,141 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q4 2019, an estimated $154K.
  • AE Wealth Management first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q2 2017 and held it in 4 quarters.
  • AE Wealth Management's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $496K in Q3 2017.
  • 27 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q4 2019.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.