U
EFF

UBS’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

UBS’s Portfolio EFF Stock Details EFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.49M Sell
86,433
-9,733
-10% -$174K ﹤0.01% 3192
2014
Q2 		$1.73M Buy
96,166
+6,413
+7% +$115K ﹤0.01% 3002
2014
Q1 		$1.64M Buy
89,753
+49,697
+124% +$905K ﹤0.01% 2977
2013
Q4 		$727K Buy
40,056
+39,321
+5,350% +$708K ﹤0.01% 3902
2013
Q3 		$13K Buy
+735
New +$14.3K ﹤0.01% 8586

Other funds holding EFF

MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
EML
Eos Management LP New York $233M AUM 24.25% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS's EFF Position: Q3 2014 in Review

UBS reduced its EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) stake by 10% in Q3 2014, selling an estimated $174K and leaving 86,433 shares worth $1.49M. The position accounts for ﹤0.01% of the portfolio, ranked #3192.

UBS first reported a position in EFF in Q3 2013 and has held it in 5 quarters since. The position peaked at $1.73M in Q2 2014. 17 funds tracked by Wall St. Rank hold EFF as of Q3 2014.

  • UBS held 86,433 shares of EATON VANCE FLOATING-RATE INCOME PLUS FUND worth $1.49M as of Q3 2014.
  • UBS sold 9,733 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q3 2014, an estimated $174K.
  • EATON VANCE FLOATING-RATE INCOME PLUS FUND made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3192 holding.
  • UBS first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q3 2013 and has held it in 5 quarters since.
  • UBS's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $1.73M in Q2 2014.
  • 17 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.