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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAHO
101
DELISTED
Tahoe Resources Inc
TAHO
$373K 0.19%
26,900
+3,000
+13% +$50.5K
HYI
102
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$357K 0.18%
22,669
– –
EWW icon
103
iShares MSCI Mexico ETF
EWW
$1.91B
$356K 0.18%
+6,000
New +$386K
TTF
104
DELISTED
Thai Fund
TTF
$333K 0.17%
28,227
– –
NXG
105
NXG NextGen Infrastructure Income Fund
NXG
$329M
$328K 0.16%
3,847
+178
+5% +$17.1K
FUND
106
Sprott Focus Trust
FUND
$294M
$327K 0.16%
45,614
+536
+1% +$3.99K
BIT icon
107
BlackRock Multi-Sector Income Trust
BIT
$694M
$325K 0.16%
19,406
+17,105
+743% +$299K
TDF
108
Templeton Dragon Fund
TDF
$270M
$317K 0.16%
13,170
– –
SGF
109
DELISTED
Aberdeen Singapore Fund
SGF
$317K 0.16%
26,585
+50
+0.2% +$608
SOR
110
Source Capital
SOR
$371M
$307K 0.15%
4,295
+3
+0.1% +$204
WU icon
111
Western Union
WU
$2.55B
$304K 0.15%
17,000
+5,000
+42% +$86.7K
DSE
112
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$292K 0.15%
+2,060
New +$328K
ASG
113
Liberty All-Star Growth Fund
ASG
$325M
$287K 0.14%
55,569
+52,381
+1,643% +$266K
TWN
114
Taiwan Fund
TWN
$488M
$269K 0.14%
16,434
+1,600
+11% +$29.6K
GGE
115
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$268K 0.13%
+15,119
New +$274K
ZF
116
DELISTED
Virtus Total Return Fund Inc.
ZF
$267K 0.13%
17,290
+18
+0.1% +$270
VMC icon
117
Vulcan Materials
VMC
$36.9B
$263K 0.13%
4,000
– –
BWG
118
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$254K 0.13%
15,206
+11,000
+262% +$187K
JMLP
119
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$252K 0.13%
+16,501
New +$276K
VTOL icon
120
Bristow Group
VTOL
$1.37B
$250K 0.13%
5,908
+4,300
+267% +$191K
TSI
121
TCW Strategic Income Fund
TSI
$213M
$249K 0.13%
46,230
– –
JDD
122
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$238K 0.12%
+20,232
New +$241K
APF
123
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$227K 0.11%
15,294
-306
-2% -$4.87K
IF
124
DELISTED
Aberdeen Indonesia Fund
IF
$200K 0.1%
23,835
– –
CTF
125
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$199K 0.1%
+12,000
New +$178K
3 4
5
6 7

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DMBA
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.