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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
76
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$587K 0.21%
5,778
-5,619
-49% -$571K
EVTC icon
77
Evertec
EVTC
$1.94B
$577K 0.21%
16,956
– –
FT
78
Franklin Universal Trust
FT
$201M
$514K 0.18%
66,123
-27,252
-29% -$208K
RMI
79
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
$480K 0.17%
21,145
-2,716
-11% -$60K
SVVC
80
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$399K 0.14%
62,105
-10,712
-15% -$70.8K
PGZ
81
Principal Real Estate Income Fund
PGZ
$68.9M
$390K 0.14%
18,476
-2,273
-11% -$47.4K
SHV icon
82
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$381K 0.14%
3,447
-7,367
-68% -$814K
JRI icon
83
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$344K 0.12%
18,710
-276
-1% -$4.93K
TV icon
84
Televisa
TV
$1.47B
$333K 0.12%
28,400
– –
MHF
85
Western Asset Municipal High Income Fund
MHF
$151M
$310K 0.11%
40,833
-4,394
-10% -$33.4K
WIA
86
Western Asset Inflation-Linked Income Fund
WIA
$185M
$306K 0.11%
25,215
+37
+0.1% +$439
MGU
87
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$270K 0.1%
10,881
-6,519
-37% -$158K
SUB icon
88
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$269K 0.1%
2,516
-1,310
-34% -$140K
CEF icon
89
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$265K 0.09%
8,000
– –
SBI
90
Western Asset Intermediate Muni Fund
SBI
$108M
$261K 0.09%
28,759
-1,925
-6% -$17.7K
AMX icon
91
America Movil
AMX
$77.2B
$251K 0.09%
15,698
-28,992
-65% -$453K
MRK icon
92
Merck
MRK
$326B
$251K 0.09%
2,896
– –
RMM
93
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$243K 0.09%
+12,590
New +$250K
KTF
94
DWS Municipal Income Trust
KTF
$346M
$242K 0.09%
21,385
-3,751
-15% -$43K
INF
95
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$242K 0.09%
17,382
-24,180
-58% -$329K
PNI
96
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$227K 0.08%
18,826
-2,530
-12% -$30.2K
MUC icon
97
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$215K 0.08%
15,342
-134
-0.9% -$1.87K
EIM
98
Eaton Vance Municipal Bond Fund
EIM
$493M
$170K 0.06%
13,181
-4,413
-25% -$56.8K
AMGN icon
99
Amgen
AMGN
$212B
$169K 0.06%
700
– –
NEA icon
100
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$166K 0.06%
11,528
+4,392
+62% +$62.4K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.