Thomas J. Herzfeld Advisors’s RiverNorth Opportunistic Municipal Income Fund RMI Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio RMI Stock Details RMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-14,642	Closed	-$339K	–	371
2021 Q2	$339K	Sell	14,642 -23,929	-62%	-$544K	0.14%	83
2021 Q1	$847K	Buy	38,571 +2,878	+8%	+$62.2K	0.38%	63
2020 Q4	$766K	Buy	35,693 +990	+3%	+$20.7K	0.36%	68
2020 Q3	$699K	Sell	34,703 -2,192	-6%	-$46.3K	0.47%	42
2020 Q2	$787K	Sell	36,895 -762	-2%	-$15.6K	0.39%	54
2020 Q1	$758K	Buy	37,657 +16,512	+78%	+$362K	0.4%	53
2019 Q4	$480K	Sell	21,145 -2,716	-11%	-$60K	0.17%	79
2019 Q3	$530K	Buy	23,861 +18,045	+310%	+$398K	0.2%	86
2019 Q2	$124K	Hold	5,816	–	–	0.05%	128
2019 Q1	$121K	Buy	+5,816	New	+$118K	0.04%	147

Other funds holding RMI

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thomas J. Herzfeld Advisors's RMI Position: Q3 2021 in Review

Thomas J. Herzfeld Advisors sold out of RiverNorth Opportunistic Municipal Income Fund (RMI) in Q3 2021, closing a stake of 14,642 shares — an estimated $339K sold.

Thomas J. Herzfeld Advisors first reported a position in RMI in Q1 2019 and held it in 10 quarters. The position peaked at $847K in Q1 2021. 13 funds tracked by Wall St. Rank hold RMI as of Q3 2021.

Thomas J. Herzfeld Advisors reported no remaining RiverNorth Opportunistic Municipal Income Fund position as of Q3 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 14,642 RiverNorth Opportunistic Municipal Income Fund shares in Q3 2021, an estimated $339K.
Thomas J. Herzfeld Advisors first reported a position in RiverNorth Opportunistic Municipal Income Fund in Q1 2019 and held it in 10 quarters.
Thomas J. Herzfeld Advisors's RiverNorth Opportunistic Municipal Income Fund position peaked at $847K in Q1 2021.
13 funds tracked by Wall St. Rank held RiverNorth Opportunistic Municipal Income Fund as of Q3 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.