Thomas J. Herzfeld Advisors’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-4,200	Closed	-$443K	–	162
2023 Q4	$443K	Buy	+4,200	New	+$437K	0.16%	70
2021 Q4	–	Sell	-8,266	Closed	-$889K	–	381
2021 Q3	$889K	Buy	+8,266	New	+$892K	0.39%	60
2020 Q1	–	Sell	-2,516	Closed	-$269K	–	261
2019 Q4	$269K	Sell	2,516 -1,310	-34%	-$140K	0.1%	88
2019 Q3	$408K	Buy	3,826 +1,078	+39%	+$115K	0.15%	91
2019 Q2	$293K	Buy	2,748 +790	+40%	+$83.8K	0.11%	96
2019 Q1	$208K	Buy	+1,958	New	+$207K	0.08%	126

Other funds holding SUB

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Mercer Global Advisors

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SEI Investments

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return