Thomas J. Herzfeld Advisors’s RiverNorth Managed Duration Municipal Income Fund RMM Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio RMM Stock Details RMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-12,041	Closed	-$244K	–	372
2021 Q2	$244K	Sell	12,041 -7,536	-38%	-$150K	0.1%	90
2021 Q1	$364K	Buy	19,577 +7,978	+69%	+$147K	0.17%	89
2020 Q4	$206K	Buy	11,599 +652	+6%	+$11.2K	0.1%	98
2020 Q3	$181K	Hold	10,947	–	–	0.12%	62
2020 Q2	$190K	Sell	10,947 -126	-1%	-$2.15K	0.09%	92
2020 Q1	$198K	Sell	11,073 -1,517	-12%	-$29.4K	0.11%	93
2019 Q4	$243K	Buy	+12,590	New	+$250K	0.09%	93

Other funds holding RMM

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

ACM

AlphaStar Capital Management Cornelius, North Carolina $1.36B AUM 15.65% 1-Year Est. Return

SIC

Samalin Investment Counsel Chappaqua, New York $320M AUM 20.87% 1-Year Est. Return

Thomas J. Herzfeld Advisors's RMM Position: Q3 2021 in Review

Thomas J. Herzfeld Advisors sold out of RiverNorth Managed Duration Municipal Income Fund (RMM) in Q3 2021, closing a stake of 12,041 shares — an estimated $244K sold.

Thomas J. Herzfeld Advisors first reported a position in RMM in Q4 2019 and held it in 7 quarters. The position peaked at $364K in Q1 2021. 25 funds tracked by Wall St. Rank hold RMM as of Q3 2021.

Thomas J. Herzfeld Advisors reported no remaining RiverNorth Managed Duration Municipal Income Fund position as of Q3 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 12,041 RiverNorth Managed Duration Municipal Income Fund shares in Q3 2021, an estimated $244K.
Thomas J. Herzfeld Advisors first reported a position in RiverNorth Managed Duration Municipal Income Fund in Q4 2019 and held it in 7 quarters.
Thomas J. Herzfeld Advisors's RiverNorth Managed Duration Municipal Income Fund position peaked at $364K in Q1 2021.
25 funds tracked by Wall St. Rank held RiverNorth Managed Duration Municipal Income Fund as of Q3 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.