TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$238M
Cap. Flow
+$31M
Cap. Flow %
13.04%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
86
Reduced
33
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL.PRB.CL
76
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.27%
12,800
– –
FPL
77
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$620K 0.26%
40,031
– –
JHP
78
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$619K 0.26%
76,984
+42
+0.1% +$338
BCV
79
Bancroft Fund
BCV
$124M
$618K 0.26%
29,201
-1,900
-6% -$40.2K
TWN
80
Taiwan Fund
TWN
$326M
$617K 0.26%
34,671
+2,100
+6% +$37.4K
FCX icon
81
Freeport-McMoran
FCX
$66.3B
$590K 0.25%
32,000
– –
GLQ
82
Clough Global Equity Fund
GLQ
$138M
$569K 0.24%
38,727
-28,790
-43% -$423K
LCM
83
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$567K 0.24%
64,008
– –
MGU
84
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$533K 0.22%
22,851
+6,340
+38% +$148K
EVT icon
85
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$1.85B
$522K 0.22%
+26,552
New +$522K
SCD
86
LMP Capital and Income Fund
SCD
$271M
$512K 0.22%
33,921
-224
-0.7% -$3.38K
NTG
87
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$507K 0.21%
23,853
-900
-4% -$19.1K
NSC icon
88
Norfolk Southern
NSC
$62.4B
$499K 0.21%
5,750
– –
CYBX
89
DELISTED
CYBERONICS INC
CYBX
$495K 0.21%
8,330
– –
EVTC icon
90
Evertec
EVTC
$2.2B
$478K 0.2%
22,643
– –
DEX
91
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$474K 0.2%
44,505
+2,160
+5% +$23K
CME icon
92
CME Group
CME
$97.1B
$465K 0.2%
+5,000
New +$465K
VTOL icon
93
Bristow Group
VTOL
$1.07B
$441K 0.19%
21,515
+2,700
+14% +$55.3K
BIT icon
94
BlackRock Multi-Sector Income Trust
BIT
$580M
$425K 0.18%
25,976
-1,150
-4% -$18.8K
MLM icon
95
Martin Marietta Materials
MLM
$36.9B
$425K 0.18%
3,000
– –
CAF
96
Morgan Stanley China A Share Fund
CAF
$264M
$424K 0.18%
12,500
+6,500
+108% +$220K
JGH icon
97
Nuveen Global High Income Fund
JGH
$314M
$408K 0.17%
24,834
-404
-2% -$6.64K
TAHO
98
DELISTED
Tahoe Resources Inc
TAHO
$386K 0.16%
31,900
– –
HTR
99
DELISTED
Brookfield Total Return Fund Inc
HTR
$375K 0.16%
+16,903
New +$375K
AWF
100
AllianceBernstein Global High Income Fund
AWF
$975M
$364K 0.15%
30,663
-500
-2% -$5.94K
2 3
4
5 6