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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL.PRB.CL
76
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.27%
12,800
– –
FPL
77
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$620K 0.26%
40,031
– –
JHP
78
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$619K 0.26%
76,984
+42
+0.1% +$357
BCV
79
Bancroft Fund
BCV
$136M
$618K 0.26%
29,201
-1,900
-6% -$40.6K
TWN
80
Taiwan Fund
TWN
$493M
$617K 0.26%
34,671
+2,100
+6% +$36.9K
FCX icon
81
Freeport-McMoran
FCX
$90B
$590K 0.25%
32,000
– –
GLQ
82
Clough Global Equity Fund
GLQ
$154M
$569K 0.24%
38,727
-28,790
-43% -$434K
LCM
83
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$567K 0.24%
64,008
– –
MGU
84
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$533K 0.22%
22,851
+6,340
+38% +$160K
EVT icon
85
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$522K 0.22%
+26,552
New +$545K
SCD
86
LMP Capital and Income Fund
SCD
$353M
$512K 0.22%
33,921
-224
-0.7% -$3.67K
NTG
87
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$507K 0.21%
2,385
-90
-4% -$21.7K
NSC icon
88
Norfolk Southern
NSC
$78.8B
$499K 0.21%
5,750
– –
CYBX
89
DELISTED
CYBERONICS INC
CYBX
$495K 0.21%
8,330
– –
EVTC icon
90
Evertec
EVTC
$1.83B
$478K 0.2%
22,643
– –
DEX
91
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$474K 0.2%
44,505
+2,160
+5% +$24.8K
CME icon
92
CME Group
CME
$92.2B
$465K 0.2%
+5,000
New +$466K
VTOL icon
93
Bristow Group
VTOL
$1.35B
$441K 0.19%
10,758
+1,350
+14% +$58K
BIT icon
94
BlackRock Multi-Sector Income Trust
BIT
$696M
$425K 0.18%
25,976
-1,150
-4% -$19.9K
MLM icon
95
Martin Marietta Materials
MLM
$33.6B
$425K 0.18%
3,000
– –
CAF
96
Morgan Stanley China A Share Fund
CAF
$334M
$424K 0.18%
12,500
+6,500
+108% +$228K
JGH icon
97
Nuveen Global High Income Fund
JGH
$348M
$408K 0.17%
24,834
-404
-2% -$6.95K
TAHO
98
DELISTED
Tahoe Resources Inc
TAHO
$386K 0.16%
31,900
– –
HTR
99
DELISTED
Brookfield Total Return Fund Inc
HTR
$375K 0.16%
+16,903
New +$394K
AWF
100
AllianceBernstein Global High Income Fund
AWF
$867M
$364K 0.15%
30,663
-500
-2% -$6.18K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.