Thomas J. Herzfeld Advisors’s FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND FPL Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FPL Stock Details FPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-9,051	Closed	-$109K	–	332
2016 Q1	$109K	Sell	9,051 -19,222	-68%	-$200K	0.06%	151
2015 Q4	$305K	Sell	28,273 -27,580	-49%	-$338K	0.12%	110
2015 Q3	$694K	Buy	55,853 +15,822	+40%	+$231K	0.3%	72
2015 Q2	$620K	Hold	40,031	–	–	0.26%	77
2015 Q1	$684K	Buy	40,031 +3,250	+9%	+$57.5K	0.32%	73
2014 Q4	$659K	Buy	+36,781	New	+$656K	0.33%	79

Other funds holding FPL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FPL Position: Q2 2016 in Review

Thomas J. Herzfeld Advisors sold out of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (FPL) in Q2 2016, closing a stake of 9,051 shares — an estimated $109K sold.

Thomas J. Herzfeld Advisors first reported a position in FPL in Q4 2014 and held it in 6 quarters. The position peaked at $694K in Q3 2015. 32 funds tracked by Wall St. Rank hold FPL as of Q2 2016.

Thomas J. Herzfeld Advisors reported no remaining FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND position as of Q2 2016 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 9,051 FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND shares in Q2 2016, an estimated $109K.
Thomas J. Herzfeld Advisors first reported a position in FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND in Q4 2014 and held it in 6 quarters.
Thomas J. Herzfeld Advisors's FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND position peaked at $694K in Q3 2015.
32 funds tracked by Wall St. Rank held FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND as of Q2 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2016, filed 11 Aug 2016.