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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
76
Freeport-McMoran
FCX
$90.2B
$737K 0.37%
32,000
+5,000
+19% +$138K
PFN
77
PIMCO Income Strategy Fund II
PFN
$693M
$728K 0.37%
74,256
+69,256
+1,385% +$724K
NTG
78
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$691K 0.35%
+2,475
New +$689K
FPL
79
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$659K 0.33%
+36,781
New +$656K
GDL.PRB.CL
80
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.32%
12,800
– –
NSC icon
81
Norfolk Southern
NSC
$77.1B
$627K 0.31%
5,750
+250
+5% +$27.4K
BCV
82
Bancroft Fund
BCV
$135M
$624K 0.31%
31,101
+11
+0% +$218
GLV
83
Clough Global Dividend & Income Fund
GLV
$77.7M
$576K 0.29%
39,033
– –
SCD
84
LMP Capital and Income Fund
SCD
$351M
$565K 0.28%
33,740
+9,225
+38% +$154K
CEM
85
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$524K 0.26%
3,794
+1,533
+68% +$207K
NBD
86
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$505K 0.25%
23,013
– –
EVTC icon
87
Evertec
EVTC
$1.88B
$501K 0.25%
22,643
+5,000
+28% +$110K
PCEF icon
88
Invesco CEF Income Composite ETF
PCEF
$797M
$496K 0.25%
+21,000
New +$505K
BPOP icon
89
Popular Inc
BPOP
$10.9B
$477K 0.24%
14,000
+8,000
+133% +$251K
DEX
90
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$477K 0.24%
42,322
+6,022
+17% +$70K
JGH icon
91
Nuveen Global High Income Fund
JGH
$349M
$473K 0.24%
+27,432
New +$486K
EDD
92
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$439K 0.22%
41,536
+68
+0.2% +$769
BGB
93
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$428K 0.21%
26,001
+12,000
+86% +$196K
LCM
94
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$409K 0.21%
+45,965
New +$422K
MGU
95
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$408K 0.2%
16,506
-8,128
-33% -$204K
TGP
96
DELISTED
Teekay LNG Partners L.P.
TGP
$405K 0.2%
9,589
+228
+2% +$8.96K
WIW
97
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$396K 0.2%
35,075
– –
AWF
98
AllianceBernstein Global High Income Fund
AWF
$868M
$392K 0.2%
31,513
+1,000
+3% +$13.2K
MLM icon
99
Martin Marietta Materials
MLM
$34.3B
$375K 0.19%
3,400
+1,500
+79% +$177K
PIM
100
Franklin Master Intermediate Income Trust
PIM
$150M
$373K 0.19%
77,528
+900
+1% +$4.47K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.