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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
51
abrdn Asia-Pacific Income Fund
FAX
$594M
$1.1M 0.51%
33,992
+845
+3% +$28K
AIF
52
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.09M 0.51%
66,668
+8,315
+14% +$136K
MINT icon
53
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.07M 0.5%
10,629
– –
STNR
54
DELISTED
STEINER LEISURE LTD
STNR
$1.06M 0.5%
22,467
– –
AVH
55
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.06M 0.49%
93,682
+5,000
+6% +$59.2K
FMX icon
56
Fomento Económico Mexicano
FMX
$45.9B
$1.03M 0.48%
11,000
– –
GLQ
57
Clough Global Equity Fund
GLQ
$153M
$1.01M 0.47%
67,517
-17,262
-20% -$254K
TV icon
58
Televisa
TV
$1.52B
$937K 0.44%
28,400
– –
GGE
59
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$922K 0.43%
52,440
+37,321
+247% +$652K
AMX icon
60
America Movil
AMX
$78.4B
$914K 0.43%
44,690
– –
FMY
61
First Trust Mortgage Income Fund
FMY
$48.5M
$893K 0.42%
60,157
+1
+0% +$15
JMM icon
62
Nuveen Multi-Market Income Fund
JMM
$54.4M
$868K 0.4%
114,609
-48,723
-30% -$375K
HCF
63
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$867K 0.4%
115,543
-58,899
-34% -$442K
GGT
64
Gabelli Multimedia Trust
GGT
$169M
$866K 0.4%
94,621
+4,516
+5% +$43.1K
CET
65
Central Securities Corp
CET
$1.55B
$845K 0.39%
38,769
+4,000
+12% +$86.8K
ANK
66
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$830K 0.39%
11,988
– –
TE
67
DELISTED
TECO ENERGY INC
TE
$786K 0.37%
40,500
– –
CIB icon
68
Grupo Cibest SA
CIB
$21B
$778K 0.36%
19,780
– –
RFI
69
Cohen & Steers Total Return Realty Fund
RFI
$315M
$774K 0.36%
56,535
-525
-0.9% -$7.07K
MVCB.CL
70
DELISTED
MVC Capital, Inc.
MVCB.CL
$754K 0.35%
+29,970
New +$761K
GGN.PRB
71
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$62M
$708K 0.33%
31,430
-8,770
-22% -$196K
KOF icon
72
Coca-Cola Femsa
KOF
$23.4B
$703K 0.33%
8,799
– –
FPL
73
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$684K 0.32%
40,031
+3,250
+9% +$57.5K
JHP
74
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$666K 0.31%
76,942
-20,778
-21% -$179K
BCV
75
Bancroft Fund
BCV
$133M
$651K 0.3%
31,101
– –
1 2
3
4 5

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DMBA
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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.