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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLQ
51
Clough Global Equity Fund
GLQ
$154M
$1.23M 0.62%
84,779
+24,150
+40% +$342K
PPT
52
Franklin Premier Income Trust
PPT
$323M
$1.2M 0.6%
227,832
-177,638
-44% -$955K
CX icon
53
Cemex
CX
$17.5B
$1.15M 0.58%
126,821
+62,993
+99% +$655K
GF
54
New Germany Fund
GF
$184M
$1.15M 0.58%
81,590
+4,003
+5% +$66.7K
FAX
55
abrdn Asia-Pacific Income Fund
FAX
$598M
$1.1M 0.55%
33,147
-5,116
-13% -$176K
MINT icon
56
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.07M 0.54%
+10,629
New +$1.08M
AVH
57
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.04M 0.52%
88,682
+73,682
+491% +$961K
STNR
58
DELISTED
STEINER LEISURE LTD
STNR
$1.04M 0.52%
22,467
+3,000
+15% +$125K
CYBX
59
DELISTED
CYBERONICS INC
CYBX
$1.02M 0.51%
18,330
– –
CFP
60
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$994K 0.5%
65,346
+60,430
+1,229% +$930K
AMX icon
61
America Movil
AMX
$77.5B
$991K 0.5%
44,690
– –
FMX icon
62
Fomento Económico Mexicano
FMX
$44.7B
$968K 0.49%
11,000
+1,500
+16% +$137K
TV icon
63
Televisa
TV
$1.49B
$967K 0.49%
28,400
– –
CIB icon
64
Grupo Cibest SA
CIB
$20.8B
$947K 0.48%
19,780
+500
+3% +$26.6K
AIF
65
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$931K 0.47%
58,353
+26,727
+85% +$451K
FMY
66
First Trust Mortgage Income Fund
FMY
$48.7M
$894K 0.45%
60,156
-1,460
-2% -$21.9K
GGT
67
Gabelli Multimedia Trust
GGT
$170M
$889K 0.45%
90,105
-20,300
-18% -$193K
GGN.PRB
68
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$62M
$860K 0.43%
40,200
-1,624
-4% -$34.9K
TE
69
DELISTED
TECO ENERGY INC
TE
$821K 0.41%
40,500
– –
JHP
70
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$814K 0.41%
97,720
+11,721
+14% +$98.9K
ANK
71
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$810K 0.41%
11,988
+3,988
+50% +$269K
CET
72
Central Securities Corp
CET
$1.55B
$764K 0.38%
34,769
+2,733
+9% +$60.9K
KOF icon
73
Coca-Cola Femsa
KOF
$22.7B
$761K 0.38%
8,799
-10,803
-55% -$1.05M
SAVE
74
DELISTED
Spirit Airlines, Inc.
SAVE
$756K 0.38%
+10,000
New +$716K
RFI
75
Cohen & Steers Total Return Realty Fund
RFI
$311M
$753K 0.38%
57,060
+2,596
+5% +$33.3K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.