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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIO
326
KKR Income Opportunities Fund
KIO
$452M
– –
-3,001
Closed -$52K
MIY icon
327
BlackRock MuniYield Michigan Quality Fund
MIY
$351M
– –
-5,600
Closed -$75K
NEA icon
328
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-6,500
Closed -$88K
NKX icon
329
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
– –
-130,637
Closed -$1.82M
NVG icon
330
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-57,530
Closed -$812K
PMO
331
Franklin Municipal Opportunities Trust
PMO
$282M
– –
-800
Closed -$9K
RNP icon
332
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
– –
-12,100
Closed -$211K
VCV icon
333
Invesco California Value Municipal Income Trust
VCV
$520M
– –
-9,000
Closed -$110K
VDE icon
334
Vanguard Energy ETF
VDE
$9.72B
– –
-109
Closed -$14K
VIS icon
335
Vanguard Industrials ETF
VIS
$8.22B
– –
-166
Closed -$17K
VMO icon
336
Invesco Municipal Opportunity Trust
VMO
$653M
– –
-6,050
Closed -$76K
NIQ
337
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-950
Closed -$12K
BAF
338
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-4,000
Closed -$57K
GMZ
339
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-1,000
Closed -$152K
INF
340
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-30,763
Closed -$701K
NTC
341
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-4,078
Closed -$51K
CCA
342
DELISTED
MFS California Municipal Fund
CCA
– –
-8,864
Closed -$96K
AKP
343
DELISTED
Alliance Californa Muni Fd
AKP
– –
-9,012
Closed -$122K
EMJ
344
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
– –
-500
Closed -$6K
KYE
345
DELISTED
Kayne Anderson Energy
KYE
– –
-16,016
Closed -$511K
NZH
346
DELISTED
Nuveen Calif Div
NZH
– –
-12,150
Closed -$155K
NPM
347
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-11,432
Closed -$157K
NQU
348
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-4,725
Closed -$65K
NXZ
349
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-5,000
Closed -$70K
NQI
350
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-4,000
Closed -$52K
11 12 13
14
15

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.