Thomas J. Herzfeld Advisors’s BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST BAF Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio BAF Stock Details BAF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,000	Closed	-$57K	–	338
2014 Q3	$57K	Hold	4,000	–	–	0.03%	191
2014 Q2	$57K	Hold	4,000	–	–	0.03%	200
2014 Q1	$55K	Hold	4,000	–	–	0.03%	217
2013 Q4	$51K	Sell	4,000 -4,000	-50%	-$51.3K	0.03%	222
2013 Q3	$105K	Buy	8,000 +4,000	+100%	+$51.5K	0.07%	170
2013 Q2	$56K	Buy	+4,000	New	+$60.3K	0.04%	198

Other funds holding BAF

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $133M AUM 13.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PT Asset Management Chicago, Illinois $6.61M AUM 9.34% 1-Year Est. Return

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AQR Capital Management

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return