We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
276
SLB Ltd
SLB
$74.2B
$27K 0.01%
+370
New +$26K
NMY
277
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$27K 0.01%
2,000
– –
GLU
278
Gabelli Utility & Income Trust
GLU
$115M
$26K 0.01%
1,463
– –
IQI icon
279
Invesco Quality Municipal Securities
IQI
$527M
$26K 0.01%
2,000
– –
ALLE icon
280
Allegion
ALLE
$13.7B
$25K 0.01%
+386
New +$23.6K
QQQX icon
281
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$25K 0.01%
1,348
+24
+2% +$420
VIPS icon
282
Vipshop
VIPS
$7.13B
$25K 0.01%
1,926
– –
MNK
283
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$25K 0.01%
405
– –
LTS
284
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$25K 0.01%
10,000
– –
NXPI icon
285
NXP Semiconductors
NXPI
$65.4B
$24K 0.01%
302
-105
-26% -$7.83K
SWZ
286
Swiss Helvetia Fund
SWZ
$76.7M
$24K 0.01%
2,316
– –
PDT
287
John Hancock Premium Dividend Fund
PDT
$637M
$23K 0.01%
1,509
– –
PUK icon
288
Prudential
PUK
$36.1B
$23K 0.01%
624
– –
ARDC
289
Are Dynamic Credit Allocation Fund
ARDC
$296M
$21K 0.01%
1,596
– –
BCS icon
290
Barclays
BCS
$91B
$21K 0.01%
2,543
– –
GAB icon
291
Gabelli Equity Trust
GAB
$1.76B
$21K 0.01%
3,901
+107
+3% +$518
IBN icon
292
ICICI Bank
IBN
$109B
$21K 0.01%
3,237
– –
ST icon
293
Sensata Technologies
ST
$6.8B
$21K 0.01%
539
– –
VIV icon
294
Telefônica Brasil
VIV
$21B
$21K 0.01%
1,697
-141
-8% -$1.37K
EFF
295
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$21K 0.01%
1,471
– –
MVC
296
DELISTED
MVC Capital, Inc.
MVC
$20K 0.01%
2,618
– –
KST
297
DELISTED
Deutsche Strategic Income Trust
KST
$20K 0.01%
1,850
– –
TSM icon
298
TSMC
TSM
$2.03T
$19K 0.01%
711
-231
-25% -$5.41K
CEM
299
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$19K 0.01%
280
– –
FBR
300
DELISTED
Fibria Celulose Sa
FBR
$19K 0.01%
2,263
– –
10 11
12
13 14

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.