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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
276
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$7K ﹤0.01%
344
– –
CHU
277
DELISTED
China Unicom (HONG KONG) Limited
CHU
$7K ﹤0.01%
+515
New +$7.42K
BTI icon
278
British American Tobacco
BTI
$134B
$6K ﹤0.01%
+118
New +$6.63K
CCJ icon
279
Cameco
CCJ
$37.9B
$6K ﹤0.01%
+396
New +$6.79K
FDN icon
280
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$6K ﹤0.01%
97
– –
ING icon
281
ING
ING
$95.1B
$6K ﹤0.01%
+487
New +$6.77K
SBS icon
282
Sabesp
SBS
$19.4B
$6K ﹤0.01%
+5,022
New +$7.17K
SKYY icon
283
First Trust Cloud Computing ETF
SKYY
$2.82B
$6K ﹤0.01%
209
– –
EWU icon
284
iShares MSCI United Kingdom ETF
EWU
$4.09B
$5K ﹤0.01%
141
– –
IEMG icon
285
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$5K ﹤0.01%
116
– –
SKM icon
286
SK Telecom
SKM
$11.8B
$5K ﹤0.01%
+114
New +$5.29K
VDC icon
287
Vanguard Consumer Staples ETF
VDC
$8.14B
$5K ﹤0.01%
40
– –
HNW
288
DELISTED
Pioneer Diversified High Income Fund
HNW
$4K ﹤0.01%
+200
New +$3.79K
LYB icon
289
LyondellBasell Industries
LYB
$18.8B
$4K ﹤0.01%
+56
New +$4.86K
MBB icon
290
iShares MBS ETF
MBB
$39.2B
$4K ﹤0.01%
38
– –
RMT
291
Royce Micro-Cap Trust
RMT
$733M
$4K ﹤0.01%
357
-21,871
-98% -$250K
CBD
292
DELISTED
Companhia Brasileira de Distribuicao
CBD
$4K ﹤0.01%
+119
New +$4.81K
BHK icon
293
BlackRock Core Bond Trust
BHK
$646M
$3K ﹤0.01%
+200
New +$2.66K
ERC
294
Allspring Multi-Sector Income Fund
ERC
$253M
$3K ﹤0.01%
234
– –
EWL icon
295
iShares MSCI Switzerland ETF
EWL
$2.19B
$3K ﹤0.01%
99
– –
VAW icon
296
Vanguard Materials ETF
VAW
$3.05B
$3K ﹤0.01%
31
– –
VOX icon
297
Vanguard Communication Services ETF
VOX
$5.69B
$3K ﹤0.01%
39
– –
ECON icon
298
Columbia Emerging Markets Consumer ETF
ECON
$320M
$2K ﹤0.01%
72
– –
EPP icon
299
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
$2K ﹤0.01%
51
– –
EWC icon
300
iShares MSCI Canada ETF
EWC
$6.18B
$2K ﹤0.01%
81
– –
10 11
12
13 14

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.