Thomas J. Herzfeld Advisors’s China Unicom (HONG KONG) Limited CHU Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio CHU Stock Details CHU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,481	Closed	-$19K	–	347
2016 Q1	$19K	Hold	1,481	–	–	0.01%	301
2015 Q4	$18K	Hold	1,481	–	–	0.01%	290
2015 Q3	$19K	Hold	1,481	–	–	0.01%	285
2015 Q2	$23K	Sell	1,481 -414	-22%	-$7.25K	0.01%	239
2015 Q1	$29K	Buy	1,895 +1,380	+268%	+$21.4K	0.01%	213
2014 Q4	$7K	Buy	+515	New	+$7.42K	﹤0.01%	277

Other funds holding CHU

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $693M AUM 31.93% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAM

ClariVest Asset Management San Diego, California $980M AUM 60.89% 1-Year Est. Return

Thomas J. Herzfeld Advisors's CHU Position: Q2 2016 in Review

Thomas J. Herzfeld Advisors sold out of China Unicom (HONG KONG) Limited (CHU) in Q2 2016, closing a stake of 1,481 shares — an estimated $19K sold.

Thomas J. Herzfeld Advisors first reported a position in CHU in Q4 2014 and held it in 6 quarters. The position peaked at $29K in Q1 2015. 84 funds tracked by Wall St. Rank hold CHU as of Q2 2016.

Thomas J. Herzfeld Advisors reported no remaining China Unicom (HONG KONG) Limited position as of Q2 2016 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 1,481 China Unicom (HONG KONG) Limited shares in Q2 2016, an estimated $19K.
Thomas J. Herzfeld Advisors first reported a position in China Unicom (HONG KONG) Limited in Q4 2014 and held it in 6 quarters.
Thomas J. Herzfeld Advisors's China Unicom (HONG KONG) Limited position peaked at $29K in Q1 2015.
84 funds tracked by Wall St. Rank held China Unicom (HONG KONG) Limited as of Q2 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2016, filed 11 Aug 2016.