TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$238M
Cap. Flow
+$31M
Cap. Flow %
13.04%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
86
Reduced
33
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWZ
226
Swiss Helvetia Fund
SWZ
$78.3M
$26K 0.01%
2,316
– –
MVC
227
DELISTED
MVC Capital, Inc.
MVC
$26K 0.01%
2,618
– –
INCY icon
228
Incyte
INCY
$17B
$25K 0.01%
242
-235
-49% -$24.3K
TY.PR icon
229
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$33.6M
$25K 0.01%
500
– –
ARMF
230
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$25K 0.01%
1,316
– –
AME icon
231
Ametek
AME
$42.6B
$24K 0.01%
+446
New +$24K
BTI icon
232
British American Tobacco
BTI
$120B
$24K 0.01%
440
– –
ABT icon
233
Abbott
ABT
$230B
$23K 0.01%
468
– –
ASML icon
234
ASML
ASML
$290B
$23K 0.01%
+224
New +$23K
QQQX icon
235
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.32B
$23K 0.01%
1,273
+23
+2% +$416
EFF
236
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$23K 0.01%
1,471
-7,860
-84% -$123K
KRFT
237
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$23K 0.01%
274
-51
-16% -$4.28K
CHU
238
DELISTED
China Unicom (HONG KONG) Limited
CHU
$23K 0.01%
1,481
-414
-22% -$6.43K
GAB icon
239
Gabelli Equity Trust
GAB
$1.88B
$22K 0.01%
3,562
+81
+2% +$500
JPM icon
240
JPMorgan Chase
JPM
$824B
$22K 0.01%
323
– –
LYB icon
241
LyondellBasell Industries
LYB
$17.4B
$22K 0.01%
210
– –
NVO icon
242
Novo Nordisk
NVO
$252B
$22K 0.01%
+812
New +$22K
PFE icon
243
Pfizer
PFE
$141B
$22K 0.01%
687
– –
ALXN
244
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$22K 0.01%
+123
New +$22K
GAB.PRD.CL
245
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$22K 0.01%
848
– –
BRFS icon
246
BRF SA
BRFS
$5.83B
$21K 0.01%
+999
New +$21K
MCD icon
247
McDonald's
MCD
$226B
$21K 0.01%
219
+36
+20% +$3.45K
STT icon
248
State Street
STT
$32.1B
$21K 0.01%
272
– –
TMO icon
249
Thermo Fisher Scientific
TMO
$183B
$21K 0.01%
160
– –
CMU
250
MFS High Yield Municipal Trust
CMU
$83.9M
$20K 0.01%
+5,000
New +$20K
8 9
10
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