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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
226
Swiss Helvetia Fund
SWZ
$76.2M
$26K 0.01%
2,316
– –
MVC
227
DELISTED
MVC Capital, Inc.
MVC
$26K 0.01%
2,618
– –
INCY icon
228
Incyte
INCY
$23.7B
$25K 0.01%
242
-235
-49% -$24.3K
TY.PR icon
229
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$25K 0.01%
500
– –
ARMF
230
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$25K 0.01%
1,316
– –
AME icon
231
Ametek
AME
$55.7B
$24K 0.01%
+446
New +$23.9K
BTI icon
232
British American Tobacco
BTI
$131B
$24K 0.01%
440
– –
ABT icon
233
Abbott
ABT
$182B
$23K 0.01%
468
– –
ASML icon
234
ASML
ASML
$636B
$23K 0.01%
+224
New +$23.9K
QQQX icon
235
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$23K 0.01%
1,273
+23
+2% +$436
EFF
236
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$23K 0.01%
1,471
-7,860
-84% -$133K
KRFT
237
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$23K 0.01%
274
-51
-16% -$4.39K
CHU
238
DELISTED
China Unicom (HONG KONG) Limited
CHU
$23K 0.01%
1,481
-414
-22% -$7.25K
GAB icon
239
Gabelli Equity Trust
GAB
$1.75B
$22K 0.01%
3,562
+81
+2% +$510
JPM icon
240
JPMorgan Chase
JPM
$947B
$22K 0.01%
323
– –
LYB icon
241
LyondellBasell Industries
LYB
$18.9B
$22K 0.01%
210
– –
NVO
242
Novo Nordisk
NVO
$220B
$22K 0.01%
+812
New +$22.8K
PFE icon
243
Pfizer
PFE
$141B
$22K 0.01%
687
– –
ALXN
244
DELISTED
Alexion Pharmaceuticals
ALXN
$22K 0.01%
+123
New +$21.2K
GAB.PRD.CL
245
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$22K 0.01%
848
– –
BRFS
246
DELISTED
BRF SA
BRFS
$21K 0.01%
+999
New +$21.1K
MCD icon
247
McDonald's
MCD
$192B
$21K 0.01%
219
+36
+20% +$3.48K
STT icon
248
State Street
STT
$50.7B
$21K 0.01%
272
– –
TMO icon
249
Thermo Fisher Scientific
TMO
$208B
$21K 0.01%
160
– –
CMU
250
DELISTED
MFS High Yield Municipal Trust
CMU
$20K 0.01%
+5,000
New +$21.6K
8 9
10
11 12

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DMBA
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.