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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQE icon
201
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$1.52M 0.11%
16,897
+7,516
+80% +$663K
DVY icon
202
iShares Select Dividend ETF
DVY
$23.6B
$1.51M 0.11%
11,196
-658
-6% -$85.1K
ZETA icon
203
Zeta Global
ZETA
$6.69B
$1.49M 0.1%
50,002
-2,517
-5% -$59.2K
UPS icon
204
United Parcel Service
UPS
$88.9B
$1.49M 0.1%
10,905
+2,696
+33% +$354K
IEI icon
205
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.46M 0.1%
12,233
+9,175
+300% +$1.08M
MRK icon
206
Merck
MRK
$318B
$1.46M 0.1%
12,875
-139
-1% -$16.5K
SCHZ icon
207
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$1.44M 0.1%
60,532
+4,498
+8% +$105K
UNH icon
208
UnitedHealth
UNH
$370B
$1.43M 0.1%
2,443
-532
-18% -$301K
ETR icon
209
Entergy
ETR
$50B
$1.42M 0.1%
21,600
+1,576
+8% +$92.9K
IJT icon
210
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.4M 0.1%
10,040
-355
-3% -$47.9K
DGRO icon
211
iShares Core Dividend Growth ETF
DGRO
$43.6B
$1.38M 0.1%
22,007
+15,294
+228% +$922K
TSLA icon
212
Tesla
TSLA
$1.3T
$1.36M 0.1%
5,205
-4,854
-48% -$1.11M
VMBS icon
213
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.35M 0.09%
28,574
-1,585
-5% -$73.8K
AMJB icon
214
Alerian MLP Index ETNs due January 28 2044
AMJB
$851M
$1.31M 0.09%
46,062
-2,188
-5% -$62.7K
FXO icon
215
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.31M 0.09%
25,636
-7,146
-22% -$352K
FDIS icon
216
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.29M 0.09%
14,590
+2,821
+24% +$234K
DSI icon
217
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.29M 0.09%
11,847
+139
+1% +$14.6K
QYLD icon
218
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.29M 0.09%
71,291
-2,091
-3% -$36.9K
SPYV icon
219
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.28M 0.09%
24,264
+1,182
+5% +$60.2K
CEG icon
220
Constellation Energy
CEG
$95.6B
$1.25M 0.09%
4,821
+20
+0.4% +$3.97K
GDX icon
221
VanEck Gold Miners ETF
GDX
$27.4B
$1.25M 0.09%
31,375
+4,557
+17% +$173K
PLTR icon
222
Palantir
PLTR
$413B
$1.23M 0.09%
33,138
-37,484
-53% -$1.15M
SHV icon
223
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.23M 0.09%
11,109
+5,334
+92% +$589K
CAT icon
224
Caterpillar
CAT
$387B
$1.23M 0.09%
3,141
-435
-12% -$150K
V icon
225
Visa
V
$677B
$1.22M 0.09%
4,430
-4,153
-48% -$1.12M
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.