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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
201
UnitedHealth
UNH
$370B
$1.53M 0.1%
3,102
-277
-8% -$141K
AAAU icon
202
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.52M 0.1%
69,204
+458
+0.7% +$9.4K
LCTU icon
203
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.48M 0.1%
25,710
-88
-0.3% -$4.82K
TFLO icon
204
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$1.45M 0.1%
28,621
-91,984
-76% -$4.65M
FXH icon
205
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$1.44M 0.1%
13,112
-729
-5% -$77K
VMBS icon
206
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.43M 0.1%
31,266
+1,693
+6% +$77.2K
SYY icon
207
Sysco
SYY
$40.3B
$1.41M 0.1%
17,374
-3,400
-16% -$268K
PULS icon
208
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.4M 0.1%
28,248
+12,963
+85% +$642K
BMY icon
209
Bristol-Myers Squibb
BMY
$132B
$1.4M 0.1%
25,759
+19,044
+284% +$970K
CAT icon
210
Caterpillar
CAT
$387B
$1.37M 0.09%
3,737
-87
-2% -$27.8K
PLTR icon
211
Palantir
PLTR
$413B
$1.34M 0.09%
58,255
+7,443
+15% +$159K
FITB
212
Fifth Third Bancorp
FITB
$51.8B
$1.33M 0.09%
35,872
-1,760
-5% -$61.2K
FISV
213
Fiserv Inc
FISV
$27.9B
$1.33M 0.09%
8,322
+97
+1% +$14.1K
TLH icon
214
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.32M 0.09%
12,607
+9,398
+293% +$984K
IJT icon
215
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.32M 0.09%
10,105
+223
+2% +$27.8K
QYLD icon
216
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.31M 0.09%
73,110
+612
+0.8% +$10.8K
EFA icon
217
iShares MSCI EAFE ETF
EFA
$80.2B
$1.3M 0.09%
16,320
-545
-3% -$41.7K
SHV icon
218
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.3M 0.09%
11,735
+3,740
+47% +$413K
EMB icon
219
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.29M 0.09%
14,381
+2,547
+22% +$224K
IWR icon
220
iShares Russell Mid-Cap ETF
IWR
$57.5B
$1.28M 0.09%
15,207
+3,442
+29% +$273K
VPU
221
Vanguard Utilities ETF
VPU
$8.44B
$1.23M 0.08%
+8,638
New +$1.17M
XLC icon
222
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$1.22M 0.08%
14,982
+1,779
+13% +$139K
UPS icon
223
United Parcel Service
UPS
$88.9B
$1.22M 0.08%
8,225
+1,517
+23% +$231K
C icon
224
Citigroup
C
$226B
$1.22M 0.08%
19,287
-9,368
-33% -$521K
MA icon
225
Mastercard
MA
$493B
$1.22M 0.08%
2,531
+1
+0% +$457
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.