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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QJUN icon
201
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$1.09M 0.09%
49,743
+4,276
+9% +$95.5K
VCSH icon
202
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.08M 0.09%
14,344
-3,001
-17% -$227K
IJT icon
203
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.07M 0.09%
9,763
-587
-6% -$67.7K
LCTU icon
204
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.07M 0.09%
22,685
+6,714
+42% +$330K
MA icon
205
Mastercard
MA
$493B
$1.04M 0.09%
2,636
+50
+2% +$20.1K
EFA icon
206
iShares MSCI EAFE ETF
EFA
$80.2B
$1.03M 0.09%
14,988
+1,765
+13% +$126K
CAT icon
207
Caterpillar
CAT
$387B
$995K 0.08%
3,645
-203
-5% -$55.1K
IVE icon
208
iShares S&P 500 Value ETF
IVE
$49.8B
$993K 0.08%
6,453
+83
+1% +$13.4K
TIP icon
209
iShares TIPS Bond ETF
TIP
$14.7B
$988K 0.08%
+9,525
New +$1.01M
EMB icon
210
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$978K 0.08%
11,858
-1,440
-11% -$123K
FOUR icon
211
Shift4
FOUR
$3.26B
$976K 0.08%
+17,634
New +$1.08M
SMH icon
212
VanEck Semiconductor ETF
SMH
$71.8B
$970K 0.08%
6,692
+3,349
+100% +$507K
SPGI icon
213
S&P Global
SPGI
$120B
$960K 0.08%
2,627
+947
+56% +$372K
GCOR icon
214
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$957K 0.08%
24,079
+7,365
+44% +$300K
ABT icon
215
Abbott
ABT
$187B
$955K 0.08%
9,857
-124
-1% -$13K
FITB
216
Fifth Third Bancorp
FITB
$51.8B
$943K 0.08%
37,234
+2,421
+7% +$65.3K
FISV
217
Fiserv Inc
FISV
$27.9B
$933K 0.08%
8,264
+214
+3% +$26.4K
QCOM icon
218
Qualcomm
QCOM
$176B
$930K 0.08%
8,374
-373
-4% -$43.3K
FXG icon
219
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$920K 0.08%
15,239
-1,553
-9% -$98K
GSK icon
220
GSK
GSK
$106B
$918K 0.08%
25,320
-1,034
-4% -$36.7K
AMGN icon
221
Amgen
AMGN
$222B
$915K 0.08%
3,406
+112
+3% +$27.9K
DEO icon
222
Diageo
DEO
$53.6B
$901K 0.08%
6,038
+2,256
+60% +$378K
DSI icon
223
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$874K 0.07%
10,736
-20
-0.2% -$1.7K
EMLP icon
224
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$848K 0.07%
32,083
+107
+0.3% +$2.94K
IYH icon
225
iShares US Healthcare ETF
IYH
$3.71B
$844K 0.07%
15,620
+1,385
+10% +$77.4K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.