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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
201
First Trust Value Line Dividend Fund
FVD
$8.4B
$900K 0.09%
22,539
+107
+0.5% +$4.18K
DFS
202
DELISTED
Discover Financial Services
DFS
$890K 0.09%
9,099
+35
+0.4% +$3.52K
MA icon
203
Mastercard
MA
$493B
$869K 0.08%
2,498
-31
-1% -$10.2K
NKE icon
204
Nike
NKE
$61.9B
$866K 0.08%
7,400
+687
+10% +$69.2K
HYMB icon
205
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$857K 0.08%
35,000
+19,372
+124% +$472K
CAT icon
206
Caterpillar
CAT
$387B
$850K 0.08%
3,548
+105
+3% +$22.9K
SPYG icon
207
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$848K 0.08%
16,736
– –
JLL icon
208
Jones Lang LaSalle
JLL
$16.7B
$837K 0.08%
5,254
+111
+2% +$17.7K
AMGN icon
209
Amgen
AMGN
$222B
$818K 0.08%
3,114
+27
+0.9% +$7.24K
EMLP icon
210
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$806K 0.08%
30,217
+20
+0.1% +$531
EXC icon
211
Exelon
EXC
$47B
$794K 0.08%
18,369
+1,386
+8% +$54.8K
IHI icon
212
iShares US Medical Devices ETF
IHI
$3.37B
$789K 0.08%
15,002
-4,318
-22% -$219K
VNQI icon
213
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$782K 0.08%
18,922
+5,148
+37% +$205K
BA icon
214
Boeing
BA
$185B
$770K 0.07%
4,043
-1,995
-33% -$326K
SUB icon
215
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$768K 0.07%
7,362
+4,337
+143% +$449K
SPSB icon
216
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$762K 0.07%
+25,948
New +$759K
DOW icon
217
Dow Inc
DOW
$21.2B
$753K 0.07%
14,953
-3,229
-18% -$158K
AMD icon
218
Advanced Micro Devices
AMD
$789B
$744K 0.07%
11,482
-176
-2% -$11.6K
TAIL icon
219
Cambria Tail Risk ETF
TAIL
$146M
$742K 0.07%
48,516
-336
-0.7% -$5.27K
GSST icon
220
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$737K 0.07%
14,867
-911
-6% -$45.2K
VCSH icon
221
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$736K 0.07%
9,782
+4,876
+99% +$364K
MGEE icon
222
MGE Energy Inc
MGEE
$3.08B
$728K 0.07%
10,343
+58
+0.6% +$3.98K
ORCL icon
223
Oracle
ORCL
$423B
$720K 0.07%
8,810
-198
-2% -$15K
STOR
224
DELISTED
STORE Capital Corporation
STOR
$719K 0.07%
22,416
-1,945
-8% -$61.7K
TIP icon
225
iShares TIPS Bond ETF
TIP
$14.7B
$700K 0.07%
6,573
-12,571
-66% -$1.34M
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.