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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
201
First Trust Value Line Dividend Fund
FVD
$8.4B
$803K 0.08%
22,432
-3,586
-14% -$142K
DOW icon
202
Dow Inc
DOW
$21.2B
$799K 0.08%
18,182
+38
+0.2% +$1.93K
PARA
203
DELISTED
Paramount Global Class B
PARA
$788K 0.08%
41,400
+762
+2% +$18.3K
GSST icon
204
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$784K 0.08%
15,778
+229
+1% +$11.4K
FMB icon
205
First Trust Managed Municipal ETF
FMB
$2.06B
$781K 0.08%
16,025
+283
+2% +$14.4K
XLV icon
206
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$780K 0.08%
6,438
+238
+4% +$30.7K
JLL icon
207
Jones Lang LaSalle
JLL
$16.7B
$777K 0.08%
5,143
+107
+2% +$18.6K
FTXN icon
208
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$766K 0.08%
31,184
+2,915
+10% +$74.1K
STOR
209
DELISTED
STORE Capital Corporation
STOR
$763K 0.08%
24,361
-3,033
-11% -$86.2K
IVE icon
210
iShares S&P 500 Value ETF
IVE
$49.8B
$753K 0.08%
5,856
+208
+4% +$29.5K
EMLP icon
211
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$751K 0.08%
30,197
+9,025
+43% +$245K
VOOV icon
212
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$749K 0.08%
6,032
-358
-6% -$49K
XLU icon
213
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$744K 0.08%
22,722
+524
+2% +$19.2K
AMD icon
214
Advanced Micro Devices
AMD
$789B
$739K 0.08%
11,658
+62
+0.5% +$5.28K
BA icon
215
Boeing
BA
$185B
$731K 0.08%
6,038
+2,561
+74% +$393K
IEF icon
216
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$725K 0.08%
+7,550
New +$766K
MA icon
217
Mastercard
MA
$493B
$719K 0.08%
2,529
-23
-0.9% -$7.62K
GSK icon
218
GSK
GSK
$106B
$711K 0.08%
24,154
+15,559
+181% +$590K
AMGN icon
219
Amgen
AMGN
$222B
$696K 0.07%
3,087
-212
-6% -$51.4K
EOG icon
220
EOG Resources
EOG
$70.7B
$684K 0.07%
6,120
-88
-1% -$9.88K
PCEF icon
221
Invesco CEF Income Composite ETF
PCEF
$813M
$680K 0.07%
38,965
+1,060
+3% +$20.6K
BABA icon
222
Alibaba
BABA
$308B
$677K 0.07%
8,469
-22
-0.3% -$2.1K
HNDL icon
223
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$677K 0.07%
35,242
+823
+2% +$17.5K
MGEE icon
224
MGE Energy Inc
MGEE
$3.08B
$675K 0.07%
+10,285
New +$806K
KBWB icon
225
Invesco KBW Bank ETF
KBWB
$6.73B
$664K 0.07%
13,525
+125
+0.9% +$6.82K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.