We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
201
DELISTED
Discover Financial Services
DFS
$1.13M 0.1%
10,276
-333
-3% -$39.1K
BWA icon
202
BorgWarner
BWA
$13.9B
$1.11M 0.1%
32,544
-69
-0.2% -$2.58K
SPYG icon
203
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.11M 0.1%
16,736
-3,056
-15% -$199K
XLK icon
204
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.1M 0.1%
13,888
-418
-3% -$32.8K
FBT icon
205
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$1.1M 0.1%
7,379
+415
+6% +$61.4K
XLE icon
206
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.09M 0.1%
28,642
+80
+0.3% +$2.77K
GWRE icon
207
Guidewire Software
GWRE
$14.2B
$1.08M 0.1%
11,432
+225
+2% +$21.5K
BND icon
208
Vanguard Total Bond Market
BND
$161B
$1.08M 0.1%
13,527
-62,608
-82% -$5.11M
FFEB icon
209
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$1.06M 0.1%
27,885
-680
-2% -$25.7K
OEF icon
210
iShares S&P 100 ETF
OEF
$20.5B
$1.05M 0.1%
5,026
+156
+3% +$32K
MRK icon
211
Merck
MRK
$318B
$1.03M 0.09%
12,559
-965
-7% -$76.1K
IJT icon
212
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.02M 0.09%
8,192
+656
+9% +$82.7K
ANGL icon
213
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$1.01M 0.09%
+33,342
New +$1.04M
USXF icon
214
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$1.01M 0.09%
28,209
+1,002
+4% +$35.8K
HYLB icon
215
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$1M 0.09%
+26,641
New +$1.02M
ABT icon
216
Abbott
ABT
$187B
$998K 0.09%
8,437
+1,306
+18% +$162K
CLF icon
217
Cleveland-Cliffs
CLF
$6.99B
$983K 0.09%
30,504
+2,616
+9% +$59.6K
SCHV
218
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$975K 0.09%
40,977
+1,785
+5% +$42.3K
IFLN
219
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$972K 0.09%
+52,915
New +$989K
FISV
220
Fiserv Inc
FISV
$27.9B
$966K 0.09%
9,532
+466
+5% +$47.2K
NEM icon
221
Newmont
NEM
$119B
$937K 0.09%
11,784
-6,961
-37% -$471K
VOOV icon
222
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$935K 0.09%
6,201
-40
-0.6% -$5.95K
BABA icon
223
Alibaba
BABA
$308B
$922K 0.08%
8,477
-109
-1% -$12.6K
GM icon
224
General Motors
GM
$76.8B
$919K 0.08%
21,013
-1,598
-7% -$79.8K
AMGN icon
225
Amgen
AMGN
$222B
$915K 0.08%
3,783
+140
+4% +$32.2K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.