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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
201
ExxonMobil
XOM
$634B
$1.25M 0.11%
20,411
-301
-1% -$18.8K
XLK icon
202
State Street Technology Select Sector SPDR ETF
XLK
$124B
$1.24M 0.11%
14,306
+206
+1% +$17K
DD icon
203
DuPont de Nemours
DD
$19.2B
$1.24M 0.11%
12,187
+3,617
+42% +$344K
RSG icon
204
Republic Services
RSG
$65.7B
$1.23M 0.11%
8,844
-1,788
-17% -$238K
XLU icon
205
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.23M 0.11%
34,416
+4,768
+16% +$161K
DFS
206
DELISTED
Discover Financial Services
DFS
$1.23M 0.11%
10,609
+457
+5% +$54.1K
SNPS icon
207
Synopsys
SNPS
$79.7B
$1.22M 0.11%
3,304
-629
-16% -$212K
SHM icon
208
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.22M 0.11%
24,753
+2,017
+9% +$99.4K
FUBO icon
209
FuboTV Inc
FUBO
$273M
$1.21M 0.11%
6,498
+425
+7% +$119K
SPGI icon
210
S&P Global
SPGI
$120B
$1.19M 0.11%
2,510
-529
-17% -$242K
SYY icon
211
Sysco
SYY
$40.3B
$1.18M 0.1%
14,977
+300
+2% +$23.1K
VTV icon
212
Vanguard Morningstar Value ETF
VTV
$191B
$1.18M 0.1%
7,988
-40
-0.5% -$5.71K
QYLD icon
213
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$1.17M 0.1%
52,603
+4,697
+10% +$106K
NEM icon
214
Newmont
NEM
$119B
$1.16M 0.1%
18,745
-2,551
-12% -$145K
EW icon
215
Edwards Lifesciences
EW
$51.7B
$1.16M 0.1%
8,971
+68
+0.8% +$7.93K
FVD icon
216
First Trust Value Line Dividend Fund
FVD
$8.41B
$1.16M 0.1%
27,003
+4,438
+20% +$184K
IYR icon
217
iShares US Real Estate ETF
IYR
$4.65B
$1.16M 0.1%
9,963
-54
-0.5% -$5.92K
TSLA icon
218
Tesla
TSLA
$1.3T
$1.16M 0.1%
3,282
-1,290
-28% -$433K
LEG icon
219
Leggett & Platt
LEG
$1.31B
$1.14M 0.1%
27,700
+564
+2% +$24.5K
MCO icon
220
Moody's
MCO
$82.7B
$1.13M 0.1%
2,893
-600
-17% -$231K
CME icon
221
CME Group
CME
$94.8B
$1.13M 0.1%
4,936
-935
-16% -$206K
FBT icon
222
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$1.13M 0.1%
6,964
-467
-6% -$75.5K
CMRC
223
Commerce.com Inc Series 1
CMRC
$184M
$1.11M 0.1%
31,511
-6,859
-18% -$323K
FFEB icon
224
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$1.1M 0.1%
28,565
+9,835
+53% +$372K
PZA icon
225
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$1.07M 0.1%
+39,652
New +$1.07M
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.