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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
201
iShares MBS ETF
MBB
$39.1B
$1.14M 0.11%
10,492
+758
+8% +$82.2K
BLKB icon
202
Blackbaud
BLKB
$2.08B
$1.13M 0.11%
16,052
+5,314
+49% +$374K
AMD icon
203
Advanced Micro Devices
AMD
$789B
$1.13M 0.11%
10,956
+16
+0.1% +$1.64K
TDG icon
204
TransDigm Group
TDG
$67.7B
$1.13M 0.11%
1,804
-69
-4% -$43.1K
CMP icon
205
Compass Minerals
CMP
$1.15B
$1.13M 0.11%
17,482
+5,244
+43% +$345K
SHM icon
206
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.12M 0.11%
22,736
+443
+2% +$22K
CPRI icon
207
Capri Holdings
CPRI
$1.74B
$1.12M 0.11%
23,176
-1,118
-5% -$60.9K
CRL icon
208
Charles River Laboratories
CRL
$12.8B
$1.12M 0.11%
+2,709
New +$1.13M
EOG icon
209
EOG Resources
EOG
$70.7B
$1.1M 0.11%
13,751
-296
-2% -$21.6K
NOC icon
210
Northrop Grumman
NOC
$81.2B
$1.1M 0.11%
3,059
+1,001
+49% +$362K
ANGL icon
211
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$1.09M 0.11%
33,103
+2,349
+8% +$77.7K
VTV icon
212
Vanguard Morningstar Value ETF
VTV
$192B
$1.09M 0.11%
8,028
+1,300
+19% +$181K
INGR icon
213
Ingredion
INGR
$6.58B
$1.08M 0.11%
12,171
+3,956
+48% +$348K
SHYG icon
214
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.06M 0.1%
+23,205
New +$1.06M
AAAU icon
215
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.06M 0.1%
60,678
+1,241
+2% +$22.1K
QYLD icon
216
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.06M 0.1%
47,906
+3,036
+7% +$68.8K
ISCF icon
217
iShares International Small Cap Equity Factor ETF
ISCF
$681M
$1.05M 0.1%
28,927
+7,713
+36% +$289K
XLK icon
218
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.05M 0.1%
14,100
-200
-1% -$15.4K
COMT icon
219
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.05M 0.1%
29,337
+2,688
+10% +$92.1K
DOW icon
220
Dow Inc
DOW
$21.2B
$1.04M 0.1%
18,028
+2,129
+13% +$130K
CPAY icon
221
Corpay
CPAY
$25.7B
$1.04M 0.1%
3,973
-80
-2% -$20.7K
PINS icon
222
Pinterest
PINS
$13.4B
$1.04M 0.1%
20,352
-445
-2% -$27.3K
GIGB icon
223
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.03M 0.1%
19,028
+1,853
+11% +$102K
FMB icon
224
First Trust Managed Municipal ETF
FMB
$2.06B
$1.03M 0.1%
18,176
+3,196
+21% +$184K
HYG icon
225
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.03M 0.1%
11,760
-11,135
-49% -$977K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.