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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FMB icon
201
First Trust Managed Municipal ETF
FMB
$2.06B
$853K 0.1%
+15,040
New +$842K
COP icon
202
ConocoPhillips
COP
$141B
$843K 0.1%
+21,084
New +$777K
FISV
203
Fiserv Inc
FISV
$27.9B
$837K 0.09%
+7,351
New +$792K
GIS icon
204
General Mills
GIS
$19.7B
$817K 0.09%
+13,897
New +$841K
DEO icon
205
Diageo
DEO
$53.6B
$813K 0.09%
+5,122
New +$764K
IAU icon
206
iShares Gold Trust
IAU
$64.4B
$800K 0.09%
+22,075
New +$790K
NZF icon
207
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$792K 0.09%
+49,147
New +$752K
DOW icon
208
Dow Inc
DOW
$21.2B
$791K 0.09%
+14,253
New +$736K
VPU
209
Vanguard Utilities ETF
VPU
$8.44B
$791K 0.09%
+5,766
New +$795K
IWP icon
210
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$786K 0.09%
+7,652
New +$728K
PTIN icon
211
Pacer Trendpilot International ETF
PTIN
$188M
$781K 0.09%
+29,532
New +$724K
RCL icon
212
Royal Caribbean
RCL
$85.6B
$780K 0.09%
+10,438
New +$728K
IJT icon
213
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$771K 0.09%
+6,751
New +$688K
SHYG icon
214
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$760K 0.09%
+16,723
New +$747K
PGX icon
215
Invesco Preferred ETF
PGX
$3.78B
$748K 0.08%
+49,009
New +$735K
EWJ icon
216
iShares MSCI Japan ETF
EWJ
$22.8B
$738K 0.08%
+10,922
New +$686K
XOM icon
217
ExxonMobil
XOM
$634B
$736K 0.08%
+17,859
New +$670K
RSP icon
218
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$733K 0.08%
+5,745
New +$683K
SBUX icon
219
Starbucks
SBUX
$120B
$722K 0.08%
+6,751
New +$645K
UNP icon
220
Union Pacific
UNP
$174B
$719K 0.08%
+3,455
New +$690K
VGT icon
221
Vanguard Information Technology ETF
VGT
$149B
$715K 0.08%
+16,160
New +$665K
NKE icon
222
Nike
NKE
$61.9B
$710K 0.08%
+5,019
New +$665K
SLV icon
223
iShares Silver Trust
SLV
$30.9B
$700K 0.08%
+28,489
New +$648K
UL icon
224
Unilever
UL
$136B
$700K 0.08%
+10,308
New +$699K
TJX icon
225
TJX Companies
TJX
$178B
$698K 0.08%
+10,220
New +$622K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.