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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORT icon
201
VanEck Mortgage REIT Income ETF
MORT
$373M
– –
-19,458
Closed -$467K
MRK icon
202
Merck
MRK
$318B
– –
-8,752
Closed -$759K
MS icon
203
Morgan Stanley
MS
$340B
– –
-3,908
Closed -$200K
MSFT icon
204
Microsoft
MSFT
$3.71T
– –
-57,660
Closed -$9.09M
MT icon
205
ArcelorMittal
MT
$55.3B
– –
-11,478
Closed -$201K
MVV icon
206
ProShares Ultra MidCap400
MVV
$163M
– –
-4,481
Closed -$202K
NEE icon
207
NextEra Energy
NEE
$177B
– –
-6,156
Closed -$373K
NKE icon
208
Nike
NKE
$61.9B
– –
-4,609
Closed -$467K
NLY icon
209
Annaly Capital Management
NLY
$17.4B
– –
-3,374
Closed -$127K
NOC icon
210
Northrop Grumman
NOC
$81.2B
– –
-6,347
Closed -$2.18M
NUE icon
211
Nucor
NUE
$62.1B
– –
-12,073
Closed -$679K
NUV icon
212
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-12,915
Closed -$138K
NVDA icon
213
NVIDIA
NVDA
$5.42T
– –
-205,320
Closed -$1.21M
NZF icon
214
Nuveen Municipal Credit Income Fund
NZF
$2.45B
– –
-31,731
Closed -$519K
O icon
215
Realty Income
O
$59.1B
– –
-4,396
Closed -$314K
OEF icon
216
iShares S&P 100 ETF
OEF
$20.5B
– –
-13,203
Closed -$1.9M
OKE icon
217
Oneok
OKE
$54.5B
– –
-3,513
Closed -$266K
OLED icon
218
Universal Display
OLED
$4.19B
– –
-1,093
Closed -$225K
ONEQ icon
219
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
– –
-6,600
Closed -$231K
OUSA icon
220
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
– –
-39,250
Closed -$1.44M
OUSM icon
221
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
– –
-10,310
Closed -$305K
PAC icon
222
Grupo Aeroportuario del Pacifico
PAC
$13.3B
– –
-1,797
Closed -$213K
PBP icon
223
Invesco S&P 500 BuyWrite ETF
PBP
$362M
– –
-41,391
Closed -$892K
PCEF icon
224
Invesco CEF Income Composite ETF
PCEF
$813M
– –
-20,060
Closed -$468K
PDI icon
225
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-10,208
Closed -$331K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.