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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
201
First Trust Capital Strength ETF
FTCS
$7.95B
$445K 0.09%
7,846
-53
-0.7% -$3.02K
MA icon
202
Mastercard
MA
$493B
$441K 0.09%
1,623
-28
-2% -$7.72K
FEX icon
203
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$425K 0.08%
6,979
-123
-2% -$7.5K
XLV icon
204
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$421K 0.08%
4,668
-56
-1% -$5.11K
KMI icon
205
Kinder Morgan
KMI
$68.7B
$416K 0.08%
20,180
+1,631
+9% +$33.5K
EMLP icon
206
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$414K 0.08%
16,175
– –
OKE icon
207
Oneok
OKE
$54.5B
$413K 0.08%
5,600
+2,014
+56% +$143K
IBCP icon
208
Independent Bank Corp
IBCP
$844M
$407K 0.08%
19,092
+131
+0.7% +$2.73K
FXD icon
209
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$404K 0.08%
9,600
– –
ABT icon
210
Abbott
ABT
$187B
$403K 0.08%
4,811
+228
+5% +$19.4K
CMG icon
211
Chipotle Mexican Grill
CMG
$41.5B
$400K 0.08%
23,800
– –
SCHV
212
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$399K 0.08%
21,117
+4,308
+26% +$80.6K
IYH icon
213
iShares US Healthcare ETF
IYH
$3.54B
$392K 0.08%
10,365
– –
ACWI icon
214
iShares MSCI ACWI ETF
ACWI
$33.5B
$390K 0.08%
5,290
-1,648
-24% -$121K
IHI icon
215
iShares US Medical Devices ETF
IHI
$3.38B
$390K 0.08%
9,462
+1,092
+13% +$44.7K
UPS icon
216
United Parcel Service
UPS
$88.9B
$385K 0.08%
3,215
-818
-20% -$93.5K
FXU icon
217
First Trust Utilities AlphaDEX Fund
FXU
$825M
$384K 0.07%
12,967
-27
-0.2% -$783
IAGG icon
218
iShares Core International Aggregate Bond Fund
IAGG
$11B
$380K 0.07%
6,817
-412
-6% -$22.8K
K
219
DELISTED
Kellanova
K
$372K 0.07%
6,157
-229
-4% -$13.1K
TD icon
220
Toronto Dominion Bank
TD
$200B
$370K 0.07%
6,349
-1,127
-15% -$64.1K
PCI
221
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$368K 0.07%
15,048
+2,011
+15% +$48.6K
SPHD icon
222
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$367K 0.07%
8,611
+1,148
+15% +$47.9K
IJS icon
223
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$360K 0.07%
4,796
+998
+26% +$73.3K
RY icon
224
Royal Bank of Canada
RY
$293B
$351K 0.07%
4,321
-611
-12% -$47.7K
WELL icon
225
Welltower
WELL
$171B
$349K 0.07%
3,849
+61
+2% +$5.31K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.