RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
+11.24%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$489M
AUM Growth
+$489M
Cap. Flow
-$13.4M
Cap. Flow %
-2.75%
Top 10 Hldgs %
20.11%
Holding
366
New
28
Increased
147
Reduced
121
Closed
45

Top Buys

1
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$2.78M
2
XLV icon
Health Care Select Sector SPDR Fund
XLV
$1.33M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$1.16M
4
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$1.07M
5
SHV icon
iShares Short Treasury Bond ETF
SHV
$1.05M

Top Sells

1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$2.23M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
$1.18M

Sector Composition

1 Healthcare 8.18%
2 Technology 7.92%
3 Consumer Staples 6.3%
4 Industrials 5.24%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCEF icon
201
Invesco CEF Income Composite ETF
PCEF
$837M
$415K 0.08%
18,713
-126
-0.7% -$2.79K
FDL icon
202
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.83B
$414K 0.08%
13,726
-1,500
-10% -$45.2K
FDX icon
203
FedEx
FDX
$52.9B
$413K 0.08%
2,276
– –
SNY icon
204
Sanofi
SNY
$121B
$413K 0.08%
9,325
+1,323
+17% +$58.6K
IYR icon
205
iShares US Real Estate ETF
IYR
$3.69B
$406K 0.08%
4,667
-1,345
-22% -$117K
FXD icon
206
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$330M
$404K 0.08%
9,600
– –
FXL icon
207
First Trust Technology AlphaDEX Fund
FXL
$1.34B
$403K 0.08%
6,307
+1,964
+45% +$125K
NKE icon
208
Nike
NKE
$110B
$399K 0.08%
4,735
+24
+0.5% +$2.02K
FTCS icon
209
First Trust Capital Strength ETF
FTCS
$8.47B
$391K 0.08%
7,247
– –
MA icon
210
Mastercard
MA
$535B
$388K 0.08%
1,649
+124
+8% +$29.2K
TD icon
211
Toronto Dominion Bank
TD
$127B
$387K 0.08%
7,131
+568
+9% +$30.8K
AMGN icon
212
Amgen
AMGN
$154B
$385K 0.08%
2,025
-130
-6% -$24.7K
NZF icon
213
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$382K 0.08%
25,358
+282
+1% +$4.25K
RY icon
214
Royal Bank of Canada
RY
$204B
$371K 0.08%
4,905
+380
+8% +$28.7K
CSX icon
215
CSX Corp
CSX
$60B
$370K 0.08%
4,950
+12
+0.2% +$897
EMLP icon
216
First Trust North American Energy Infrastructure Fund
EMLP
$3.3B
$367K 0.07%
14,825
-625
-4% -$15.5K
FXU icon
217
First Trust Utilities AlphaDEX Fund
FXU
$1.7B
$367K 0.07%
12,994
– –
SPYV icon
218
SPDR Portfolio S&P 500 Value ETF
SPYV
$28B
$362K 0.07%
11,951
+638
+6% +$19.3K
XLF icon
219
Financial Select Sector SPDR Fund
XLF
$53.7B
$360K 0.07%
13,984
-92
-0.7% -$2.37K
EWX icon
220
SPDR S&P Emerging Markets Small Cap ETF
EWX
$709M
$355K 0.07%
7,975
-825
-9% -$36.7K
ABT icon
221
Abbott
ABT
$229B
$350K 0.07%
4,378
-676
-13% -$54K
DEO icon
222
Diageo
DEO
$61.5B
$346K 0.07%
2,117
-284
-12% -$46.4K
EYPT icon
223
EyePoint Pharmaceuticals
EYPT
$809M
$346K 0.07%
193,450
+123,500
+177% +$221K
BP icon
224
BP
BP
$90.8B
$345K 0.07%
7,895
-584
-7% -$25.5K
GSBD icon
225
Goldman Sachs BDC
GSBD
$1.3B
$342K 0.07%
16,650
-1,000
-6% -$20.5K
7 8
9
10 11