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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
201
Block Inc
XYZ
$47.5B
$418K 0.09%
+5,585
New +$405K
PCEF icon
202
Invesco CEF Income Composite ETF
PCEF
$814M
$415K 0.08%
18,713
-126
-0.7% -$2.74K
FDL icon
203
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$414K 0.08%
13,726
-1,500
-10% -$43.5K
FDX icon
204
FedEx
FDX
$75.4B
$413K 0.08%
2,276
– –
SNY icon
205
Sanofi
SNY
$104B
$413K 0.08%
9,325
+1,323
+17% +$56.7K
IYR icon
206
iShares US Real Estate ETF
IYR
$4.65B
$406K 0.08%
4,667
-1,345
-22% -$111K
FXD icon
207
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$404K 0.08%
9,600
– –
FXL icon
208
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$403K 0.08%
6,307
+1,964
+45% +$118K
NKE icon
209
Nike
NKE
$61.9B
$399K 0.08%
4,735
+24
+0.5% +$1.98K
FTCS icon
210
First Trust Capital Strength ETF
FTCS
$7.95B
$391K 0.08%
7,247
– –
MA icon
211
Mastercard
MA
$493B
$388K 0.08%
1,649
+124
+8% +$26.7K
TD icon
212
Toronto Dominion Bank
TD
$200B
$387K 0.08%
7,131
+568
+9% +$31.4K
AMGN icon
213
Amgen
AMGN
$222B
$385K 0.08%
2,025
-130
-6% -$24.8K
NZF icon
214
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$382K 0.08%
25,358
+282
+1% +$4.06K
RY icon
215
Royal Bank of Canada
RY
$293B
$371K 0.08%
4,905
+380
+8% +$28.7K
CSX icon
216
CSX Corp
CSX
$93.1B
$370K 0.08%
14,850
+36
+0.2% +$834
EMLP icon
217
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$367K 0.07%
14,825
-625
-4% -$14.8K
FXU icon
218
First Trust Utilities AlphaDEX Fund
FXU
$825M
$367K 0.07%
12,994
– –
SPYV icon
219
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$362K 0.07%
11,951
+638
+6% +$18.8K
XLF icon
220
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$360K 0.07%
13,984
-92
-0.7% -$2.37K
EWX icon
221
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$355K 0.07%
7,975
-825
-9% -$36K
ABT icon
222
Abbott
ABT
$187B
$350K 0.07%
4,378
-676
-13% -$50.3K
DEO icon
223
Diageo
DEO
$53.6B
$346K 0.07%
2,117
-284
-12% -$43.3K
EYPT icon
224
EyePoint Inc
EYPT
$1.2B
$346K 0.07%
19,345
+12,350
+177% +$294K
BP icon
225
BP
BP
$107B
$345K 0.07%
8,028
-720
-8% -$29.5K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.