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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
201
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$415K 0.09%
15,226
+2,700
+22% +$78.4K
UNH icon
202
UnitedHealth
UNH
$370B
$413K 0.09%
1,659
-17
-1% -$4.49K
IEMG icon
203
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$408K 0.09%
8,651
-1,064
-11% -$51.4K
DEM icon
204
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$406K 0.09%
10,116
-157
-2% -$6.43K
XLV icon
205
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$392K 0.09%
+4,530
New +$410K
WW
206
DELISTED
WW International
WW
$384K 0.08%
+9,950
New +$546K
TNDM icon
207
Tandem Diabetes Care
TNDM
$1.53B
$383K 0.08%
+10,100
New +$357K
PCEF icon
208
Invesco CEF Income Composite ETF
PCEF
$814M
$381K 0.08%
18,839
-10,730
-36% -$229K
GNMA icon
209
iShares GNMA Bond ETF
GNMA
$423M
$377K 0.08%
7,750
+1,800
+30% +$86.2K
IVE icon
210
iShares S&P 500 Value ETF
IVE
$49.8B
$374K 0.08%
3,695
-1,249
-25% -$137K
STOR
211
DELISTED
STORE Capital Corporation
STOR
– –
0
– –
FDX icon
212
FedEx
FDX
$75.4B
$367K 0.08%
2,276
+120
+6% +$25.4K
ABT icon
213
Abbott
ABT
$187B
$366K 0.08%
5,054
-722
-13% -$50.7K
EWX icon
214
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$361K 0.08%
8,800
+696
+9% +$29.4K
X
215
DELISTED
US Steel
X
$360K 0.08%
19,762
+2,106
+12% +$52.7K
FXD icon
216
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$354K 0.08%
9,600
+4,055
+73% +$162K
FTCS icon
217
First Trust Capital Strength ETF
FTCS
$7.95B
$350K 0.08%
7,247
+1,738
+32% +$89.7K
NKE icon
218
Nike
NKE
$61.9B
$349K 0.08%
+4,711
New +$352K
FXU icon
219
First Trust Utilities AlphaDEX Fund
FXU
$825M
$348K 0.08%
12,994
+5,272
+68% +$147K
SNY icon
220
Sanofi
SNY
$104B
$347K 0.08%
+8,002
New +$353K
DTE icon
221
DTE Energy
DTE
$29.1B
$346K 0.08%
3,691
+797
+28% +$77.8K
GSK icon
222
GSK
GSK
$106B
$346K 0.08%
+7,251
New +$357K
SCHV
223
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$345K 0.08%
20,976
+2,430
+13% +$43K
FTXO icon
224
First Trust Nasdaq Bank ETF
FTXO
$311M
$343K 0.08%
15,406
+161
+1% +$4.13K
DEO icon
225
Diageo
DEO
$53.6B
$341K 0.07%
+2,401
New +$338K
7 8
9
10 11

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.