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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
201
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$449K 0.09%
10,273
+4,100
+66% +$178K
FDT icon
202
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$447K 0.09%
7,530
-4,666
-38% -$277K
SO icon
203
Southern Company
SO
$107B
$446K 0.09%
10,236
+3,553
+53% +$164K
UNH icon
204
UnitedHealth
UNH
$370B
$446K 0.09%
+1,676
New +$436K
ACWI icon
205
iShares MSCI ACWI ETF
ACWI
$33.5B
$444K 0.09%
+5,980
New +$437K
SPHD icon
206
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$442K 0.09%
+10,682
New +$445K
FTXO icon
207
First Trust Nasdaq Bank ETF
FTXO
$311M
$425K 0.09%
15,245
+3,725
+32% +$109K
ABT icon
208
Abbott
ABT
$187B
$424K 0.09%
5,776
+1,879
+48% +$123K
LOW icon
209
Lowe's Companies
LOW
$125B
$421K 0.09%
3,670
-1,889
-34% -$197K
VOO icon
210
Vanguard S&P 500 ETF
VOO
$1.01T
$417K 0.09%
+1,562
New +$409K
C icon
211
Citigroup
C
$226B
$403K 0.08%
5,619
+849
+18% +$60K
IHI icon
212
iShares US Medical Devices ETF
IHI
$3.38B
$397K 0.08%
+10,470
New +$372K
FEX icon
213
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$395K 0.08%
6,331
-2,052
-24% -$126K
FXO icon
214
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$394K 0.08%
12,318
-10,275
-45% -$332K
FXH icon
215
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$389K 0.08%
4,583
-3,868
-46% -$309K
PCI
216
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$377K 0.08%
+15,612
New +$376K
FDL icon
217
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$373K 0.08%
12,526
-3,500
-22% -$103K
OUSA icon
218
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$367K 0.08%
+11,208
New +$359K
EWX icon
219
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$363K 0.08%
8,104
+2,861
+55% +$133K
VKQ icon
220
Invesco Municipal Trust
VKQ
$551M
$361K 0.08%
+31,251
New +$368K
NZF icon
221
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$359K 0.08%
+24,895
New +$362K
PXH icon
222
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$352K 0.07%
+16,642
New +$350K
VXUS icon
223
Vanguard Total International Stock ETF
VXUS
$160B
$348K 0.07%
6,439
– –
SCHV
224
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$347K 0.07%
18,546
+4,092
+28% +$75.8K
XLE icon
225
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$341K 0.07%
9,018
-2,468
-21% -$92.5K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.