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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
201
iShares S&P 500 Growth ETF
IVW
$77.4B
$328K 0.09%
9,980
-416
-4% -$13.3K
MORT icon
202
VanEck Mortgage REIT Income ETF
MORT
$377M
$327K 0.09%
+13,611
New +$311K
MRK icon
203
Merck
MRK
$318B
$326K 0.09%
5,379
+1,420
+36% +$86.2K
FTCS icon
204
First Trust Capital Strength ETF
FTCS
$7.91B
$318K 0.08%
7,277
+4
+0.1% +$171
KBWD icon
205
Invesco KBW High Dividend Yield Financial ETF
KBWD
$415M
$318K 0.08%
+13,169
New +$313K
RTX icon
206
RTX Corp
RTX
$297B
$313K 0.08%
4,432
-108
-2% -$7.58K
GOOGL icon
207
Alphabet (Google) Class A
GOOGL
$4.44T
$311K 0.08%
+7,340
New +$309K
HBAN icon
208
Huntington Bancshares
HBAN
$35.6B
$310K 0.08%
23,144
+622
+3% +$8.5K
IYH icon
209
iShares US Healthcare ETF
IYH
$3.48B
$306K 0.08%
9,830
-1,280
-12% -$39.1K
KRE icon
210
State Street SPDR S&P Regional Banking ETF
KRE
$4.72B
$303K 0.08%
5,552
+1,303
+31% +$72.9K
AMZN icon
211
Amazon
AMZN
$2.94T
$295K 0.08%
+6,660
New +$278K
VXUS icon
212
Vanguard Total International Stock ETF
VXUS
$159B
$289K 0.08%
5,810
+18
+0.3% +$871
MAIN icon
213
Main Street Capital
MAIN
$5.2B
$286K 0.07%
7,475
-336
-4% -$12.4K
SLYV icon
214
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$286K 0.07%
4,852
-604
-11% -$35.8K
NKE icon
215
Nike
NKE
$61.9B
$284K 0.07%
5,087
-350
-6% -$19.3K
SLYG icon
216
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$282K 0.07%
5,300
-676
-11% -$35.6K
DBEF icon
217
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.32B
$281K 0.07%
9,486
– –
AMLP icon
218
Alerian MLP ETF
AMLP
$12.8B
$279K 0.07%
4,383
-28
-0.6% -$1.8K
GGG icon
219
Graco
GGG
$13.3B
$271K 0.07%
+8,634
New +$260K
IWS icon
220
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$271K 0.07%
3,265
+187
+6% +$15.5K
B
221
Barrick Mining
B
$68.2B
$269K 0.07%
+14,158
New +$261K
IEF icon
222
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$258K 0.07%
2,445
-1,554
-39% -$163K
RTN
223
DELISTED
Raytheon Company
RTN
$258K 0.07%
+1,690
New +$254K
OEF icon
224
iShares S&P 100 ETF
OEF
$20.5B
$253K 0.07%
2,413
+116
+5% +$12K
DEM icon
225
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$250K 0.07%
6,118
-1,679
-22% -$66.9K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.