We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
201
Danaher
DHR
$144B
$296K 0.08%
4,641
-3
-0.1% -$179
FDX icon
202
FedEx
FDX
$75.4B
$295K 0.08%
1,811
– –
ABT icon
203
Abbott
ABT
$187B
$293K 0.08%
7,006
-8,216
-54% -$326K
CAT icon
204
Caterpillar
CAT
$387B
$289K 0.08%
+3,770
New +$253K
VHT icon
205
Vanguard Health Care ETF
VHT
$18.6B
$284K 0.08%
2,301
-90
-4% -$10.9K
IWD icon
206
iShares Russell 1000 Value ETF
IWD
$83.7B
$282K 0.08%
2,849
-283
-9% -$26.5K
RBA icon
207
RB Global
RBA
$17.5B
$282K 0.08%
+10,421
New +$246K
MRK icon
208
Merck
MRK
$318B
$281K 0.08%
5,567
-266
-5% -$13K
WFC icon
209
Wells Fargo
WFC
$264B
$273K 0.07%
5,640
-719
-11% -$35.2K
DBC icon
210
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$271K 0.07%
+20,386
New +$261K
IWN icon
211
iShares Russell 2000 Value ETF
IWN
$14.6B
$271K 0.07%
+2,904
New +$252K
XLK icon
212
State Street Technology Select Sector SPDR ETF
XLK
$124B
$271K 0.07%
12,214
-10,800
-47% -$223K
EWX icon
213
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$268K 0.07%
6,883
+1
+0% +$36
CL icon
214
Colgate-Palmolive
CL
$74.4B
$256K 0.07%
3,626
-5,636
-61% -$375K
RPV icon
215
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$253K 0.07%
4,997
+290
+6% +$13.6K
VXUS icon
216
Vanguard Total International Stock ETF
VXUS
$160B
$253K 0.07%
5,641
-72
-1% -$3.07K
RPG icon
217
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$252K 0.07%
15,875
+710
+5% +$10.7K
DBEF icon
218
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$251K 0.07%
9,840
-464
-5% -$11.7K
GLW icon
219
Corning
GLW
$143B
$247K 0.07%
11,809
-901
-7% -$16.7K
LUMN icon
220
Lumen
LUMN
$6.44B
$245K 0.07%
+7,654
New +$215K
EPI icon
221
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$238K 0.06%
+12,215
New +$223K
FCX icon
222
Freeport-McMoran
FCX
$97.5B
$237K 0.06%
22,910
+1,096
+5% +$7.7K
FXZ icon
223
First Trust Materials AlphaDEX Fund
FXZ
$398M
$237K 0.06%
7,672
-7,049
-48% -$194K
GIS icon
224
General Mills
GIS
$19.7B
$237K 0.06%
3,745
– –
M icon
225
Macy's
M
$6.68B
$237K 0.06%
5,366
-373
-6% -$15.4K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.