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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
201
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$107K 0.06%
1,611
-31
-2% -$1.95K
LQD icon
202
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$106K 0.06%
930
-1,986
-68% -$227K
CVX icon
203
Chevron
CVX
$371B
$104K 0.06%
830
-430
-34% -$52K
IWM icon
204
iShares Russell 2000 ETF
IWM
$82.1B
$104K 0.06%
901
+399
+79% +$44.1K
HYG icon
205
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$103K 0.06%
1,108
-947
-46% -$87.9K
SAM icon
206
Boston Beer
SAM
$1.88B
$103K 0.06%
426
-5,968
-93% -$1.43M
FXI icon
207
iShares China Large-Cap ETF
FXI
$4.29B
$102K 0.06%
2,670
+432
+19% +$16.5K
IJT icon
208
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$102K 0.06%
1,726
-282
-14% -$16.1K
CSCO icon
209
Cisco
CSCO
$476B
$100K 0.06%
4,480
-371
-8% -$8.21K
SRC
210
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$99K 0.06%
+2,250
New +$99.2K
KMI icon
211
Kinder Morgan
KMI
$69.7B
$98K 0.06%
+2,732
New +$95.7K
ETN icon
212
Eaton
ETN
$174B
$97K 0.06%
1,278
-596
-32% -$42.4K
AWR icon
213
American States Water
AWR
$3.36B
$96K 0.06%
3,325
-875
-21% -$24.6K
LNT icon
214
Alliant Energy
LNT
$18B
$96K 0.06%
3,710
– –
SBUX icon
215
Starbucks
SBUX
$120B
$96K 0.06%
+2,452
New +$97K
XLP icon
216
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$96K 0.06%
2,245
+1,687
+302% +$71.1K
EWG icon
217
iShares MSCI Germany ETF
EWG
$1.61B
$94K 0.05%
+2,949
New +$87.2K
IJJ icon
218
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$94K 0.05%
1,616
-302
-16% -$17K
VBK icon
219
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
$94K 0.05%
765
-97
-11% -$11.4K
PAYX icon
220
Paychex
PAYX
$42.7B
$93K 0.05%
+2,043
New +$87.2K
AEE icon
221
Ameren
AEE
$30B
$92K 0.05%
2,550
-253
-9% -$9.08K
TIP icon
222
iShares TIPS Bond ETF
TIP
$14.5B
$92K 0.05%
834
-300
-26% -$33.5K
EMB icon
223
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$90K 0.05%
836
-668
-44% -$72.9K
BLW icon
224
BlackRock Limited Duration Income Trust
BLW
$490M
$89K 0.05%
5,186
-250
-5% -$4.2K
PJP icon
225
Invesco Pharmaceuticals ETF
PJP
$477M
$89K 0.05%
1,657
– –
7 8
9
10 11

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.