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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
201
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$144K 0.08%
1,725
+263
+18% +$21.8K
VCSH icon
202
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$144K 0.08%
1,804
-239
-12% -$19K
VIG icon
203
Vanguard Dividend Appreciation ETF
VIG
$114B
$144K 0.08%
2,067
+1,302
+170% +$90.1K
DTE icon
204
DTE Energy
DTE
$29.1B
$142K 0.08%
2,533
-25
-1% -$1.45K
WMT icon
205
Walmart Inc
WMT
$892B
$142K 0.08%
5,778
-1,677
-22% -$42.3K
DIS icon
206
Walt Disney
DIS
$182B
$138K 0.08%
2,138
-221
-9% -$14.2K
FXZ icon
207
First Trust Materials AlphaDEX Fund
FXZ
$388M
$138K 0.08%
4,758
-1,536
-24% -$43.3K
ETN icon
208
Eaton
ETN
$174B
$129K 0.08%
1,874
+58
+3% +$3.9K
TIP icon
209
iShares TIPS Bond ETF
TIP
$14.5B
$128K 0.07%
1,134
-3,911
-78% -$436K
BPL
210
DELISTED
Buckeye Partners, L.P.
BPL
$128K 0.07%
1,960
– –
DISH
211
DELISTED
DISH Network Corp.
DISH
$125K 0.07%
2,780
– –
HD icon
212
Home Depot
HD
$349B
$124K 0.07%
1,641
-94
-5% -$7.25K
DD
213
DELISTED
Du Pont De Nemours E I
DD
$124K 0.07%
2,238
-162
-7% -$8.85K
MUE
214
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$123K 0.07%
9,700
– –
ETP
215
DELISTED
Energy Transfer Partners L.p.
ETP
$123K 0.07%
2,368
+1
+0% +$52
QCOM icon
216
Qualcomm
QCOM
$168B
$121K 0.07%
1,790
+201
+13% +$13.2K
IEFA icon
217
iShares Core MSCI EAFE ETF
IEFA
$194B
$119K 0.07%
2,072
+1,771
+588% +$97.7K
IFLN
218
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$118K 0.07%
6,257
-2,093
-25% -$39.5K
AWR icon
219
American States Water
AWR
$3.36B
$116K 0.07%
4,200
– –
ASR icon
220
Grupo Aeroportuario del Sureste
ASR
$8.33B
$115K 0.07%
1,055
+30
+3% +$3.49K
AWF
221
AllianceBernstein Global High Income Fund
AWF
$872M
$114K 0.07%
7,560
-2,198
-23% -$31.7K
CSCO icon
222
Cisco
CSCO
$476B
$114K 0.07%
4,851
+492
+11% +$12.2K
DIA icon
223
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$114K 0.07%
752
-4,421
-85% -$675K
RPM icon
224
RPM International
RPM
$14.8B
$114K 0.07%
3,145
– –
ESRX
225
DELISTED
Express Scripts Holding Company
ESRX
$113K 0.07%
1,833
– –
7 8
9
10 11

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.